Tom Ahmadifar
Professional Bio
Thomas Ahmadifar primarily advises clients on regulatory issues under federal and state securities, commodity, and banking laws. He counsels broker-dealers on matters before the SEC, FINRA and other SROs, including business expansions, changes of control, membership applications and the trading practice rules. In his funds practice, Thomas advises clients in both the registered and private funds spaces.
SEC Brings First Enforcement Actions against Robo-Advisers
Derivatives & Repo Report ·
Takeaways on the Regulation of Crypto Assets from Late 2018 Comments of Several SEC Officials
Virtual Currency Report ·
Blockchain Week in Review: Week of December 21-27, 2018
Virtual Currency Report ·
SEC Chairman Weighs in on the Transition to SOFR
Derivatives & Repo Report ·
CFTC Chairman and Market Participants Weigh in on the Transition to SOFR
Derivatives & Repo Report ·