LEX-WK-6QQJ4028crawled 2022-05-02 13:09Z
SEC Seeks to Expand ‘Dealer’ or ‘Government Securities Dealer’ Definition to Require Additional Firms to Register with Agency and Comply with Federal Securities Regulations
Tracy L. Gerber · William Mack · John D. Owens, III · Taylor N. Patton · Financial Services Observer · Published May 2, 2022
Work details
- firm or organization
- Greenberg Traurig, LLP
- publication
- Financial Services Observer
- practice area
- Banking, Finance and Securities
- published
- 2022-05-02
Citation
Tracy L. Gerber, William Mack, John D. Owens, III, Taylor N. Patton, SEC Seeks to Expand ‘Dealer’ or ‘Government Securities Dealer’ Definition to Require Additional Firms to Register with Agency and Comply with Federal Securities Regulations, Financial Services Observer (May 2, 2022) [The Library at LexBlog, LEX-WK-6QQJ4028, lexpid.org/6QQJ4028]