LEX-WK-CY9DR7Z4crawled 2024-01-02 09:20Z
Update on FINRA’s Use of CAT Data – They Are “Just Scratching the Surface”
Noreen Kelly · Nellie E. Hestin · Helen J. Moore · McGuireWoods LLP · Erick Bolanos · Subject to Inquiry · Published May 19, 2023
Work details
- author
- Noreen Kelly · Nellie E. Hestin · Helen J. Moore · McGuireWoods LLP · Erick Bolanos
- firm or organization
- McGuireWoods LLP
- publication
- Subject to Inquiry
- practice area
- Banking, Finance and Securities
- published
- 2023-05-19
Citation
Noreen Kelly, Nellie E. Hestin, Helen J. Moore, McGuireWoods LLP, Erick Bolanos, Update on FINRA’s Use of CAT Data – They Are “Just Scratching the Surface”, Subject to Inquiry (May 19, 2023) [The Library at LexBlog, LEX-WK-CY9DR7Z4, lexpid.org/CY9DR7Z4]