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crawled 2017-06-06 19:32Z

Noreen Kelly

publishing since 2017-06-06

authorized name: Noreen Kelly
firm or organization: McGuireWoods LLP
practice areas: Corporate Governance and Compliance
jurisdictions: North America · United States
professional bio: Provided by author
author record id: LEX-AR-0YSSX016
library record
complete body of work: 5 works (2017–2023)

Not provided: law school · bar admissions

publications — 1 title

Subject to Inquiry2017–2023 · 5

complete body of work

FINRA Enforcement Previews Initial CAT Enforcement PhilosophyLEX-WK-W3289VBJ
Update on FINRA’s Use of CAT Data – They Are “Just Scratching the Surface”LEX-WK-CY9DR7Z4
FINRA Continues to Prioritize Compliance with CAT ReportingLEX-WK-A8HA1484

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see also

works collectionwww.lexblog.com/lib/authors/0YSSX016/works