LEX-WK-W2ZYBAWGcrawled 2023-08-11 09:34Z
Regulatory Scrutiny of “Off-Channel” Communications Continues: 11 Wall Street Firms Agree to Pay the SEC $289 Million in Civil Money Penalties for Recordkeeping Violations
Brooke Conner · Jason Sobelman · Lindley Savage · Media & Privacy Risk Report · Published August 11, 2023
Work details
- author
- Brooke Conner · Jason Sobelman · Lindley Savage
- firm or organization
- Vedder Price PC
- publication
- Media & Privacy Risk Report
- practice area
- Banking, Finance and Securities
- published
- 2023-08-11
Citation
Brooke Conner, Jason Sobelman, Lindley Savage, Regulatory Scrutiny of “Off-Channel” Communications Continues: 11 Wall Street Firms Agree to Pay the SEC $289 Million in Civil Money Penalties for Recordkeeping Violations, Media & Privacy Risk Report (August 11, 2023) [The Library at LexBlog, LEX-WK-W2ZYBAWG, lexpid.org/W2ZYBAWG]