In this SRZ Insights video, SRZ partner David M. Cohen discusses how investment funds can go over the 25-percent ERISA threshold when taking in U.S. private pension money by using a hard wired master-feeder structure. David describes the details of
Schulte Roth & Zabel LLP
Schulte Roth & Zabel LLP is a law firm that publishes blogs focusing on regulatory and compliance issues affecting financial services and investment management. Their content covers updates and analyses on securities laws, investment company regulations, sanctions, and financial industry rules such as the Volcker Rule and LIBOR transition. The firm provides insights into developments from regulatory bodies like the SEC, OFAC, and other financial regulators. Their publications aim to inform legal and financial professionals about changes in the regulatory landscape and their implications for investment funds, ETFs, and financial institutions.
Website:
https://srz.com
Latest from Schulte Roth & Zabel LLP - Page 7
SRZ Insights: The New SFT Regulation
By Ron Feldman
In this SRZ Insights video, SRZ associate Ron Feldman shares what fund managers need to know about the new Securities Financing Transactions Regulation, which is an EU regulation and applies directly in each EU Member State without the need for…
Succession Planning with SRZ’s Leading Fund Formation Group
Hedge fund managers are thinking about succession planning earlier on than they used to, and they want to have clear plans in place as part of the drive to become more institutionally palatable — and sometimes to help facilitate strategic…
Succession Planning with SRZ’s Leading Fund Formation Group
Hedge fund managers are thinking about succession planning earlier on than they used to, and they want to have clear plans in place as part of the drive to become more institutionally palatable — and sometimes to help facilitate strategic…
Co-Investments with SRZ’s Leading Fund Formation Group
A variety of hedge fund strategies invite investors to participate in co-investments, which are becoming popular partly by default because side pockets are less acceptable.
Click here to read this article, in which The Hedge Fund Journal talks to SRZ…
SRZ Reviews SEC’s Derivatives Proposal
The SEC’s recent release proposing the adoption of new Rule 18f-4 under the Investment Company Act of 1940 is the culmination of years of focus on the concept of hidden leverage. Indeed, the SEC’s Concept Releases date back to 2011.…
SRZ Insights: Protecting Your Firm’s Franchise
In this SRZ Insights video, SRZ partners Steven J. Fredman and Holly H. Weiss discuss the important role written partnership agreements play in protecting an investment firm’s franchise and outline the key elements of what should be included in these
SRZ Insights: New Partnership Audit Rules
In this SRZ Insights video, SRZ partners Philippe Benedict and Shlomo C. Twerski discuss the impact of new partnership audit rules, including exceptions to the rules and requirements for prior underpayments and overpayments.
https://www.youtube.com/watch?v=nsR72GL6FuA
SRZ Insights: Employees: Protecting Yours and Hiring Theirs
In this SRZ Insights video, SRZ partners Taleah E. Jennings and Ronald E. Richman discuss the restrictive covenants a company needs to protect itself from departing employees, as well as the best approach for hiring employees from a competitor.
https://www.youtube.com/watch?v=G5lv7XyVIB4
The SFT Regulation Comes into Effect on 12 January 2016
Regulation (EU) 2015/2365 on Transparency of Securities Financing Transactions and of Reuse (the ‘SFT Regulation’) has been published in the EU Official Journal and applies from 12 January 2016. As an EU regulation, it applies directly in each EU Member…