Latest from Elizabeth L. Carter Blog

https://video.wixstatic.com/video/4dc8bf_5e4ff5dcc13b48168d083170c3cc8d6b/1080p/mp4/file.mp4 As we continue to navigate through this pandemic, now more than ever, entrepreneurs have to get creative when it comes to funding their businesses. This includes creating crowdfunding campaigns that target social media followers, clients, customers, and other supporters in order to raise through small individual contributions from a large number of people. In fact, regulation crowdfunding has grown in popularity with more and more startups and small businesses using it as a premiere…
Securities law is a specialty area within business law that concerns the offer and sell of deals with corporate stocks, company or partnership interests, and other indica and of ownership or interest within a business. The federal agency, which administers federal securities laws, is the Securities and Exchange Commission (SEC). https://video.wixstatic.com/video/6682f3_adab23ca70214a109c02dc9d206a8149/720p/mp4/file.mp4 The term “securities” is broadly defined by the U.S. Securities Act of 1933 to include stocks, bonds, notes, convertible securities, warrants , or any…
A Deeper Dive Into the New SEC Rules That Could Change the Face of Regulation Crowdfunding Forever https://video.wixstatic.com/video/6682f3_af5f33308ee04dfcb613ede120126588/720p/mp4/file.mp4 Introduction Many within the crowdfunding space are excited to hear that the SEC adopted new rules regarding changes to Regulation Crowdfunding (Reg CF), Rule 504 (Direct Public Offering – DPO), and Regulation A+ (Reg A+ Tier 2). These changes will prove to be beneficial for the entire industry. Now, small business issuers can raise up to $5MM…