Financial Services Blog

Analysis and commentary on financial services law, regulation, and business

Latest from Financial Services Blog

May 7 – 8, 2025

James Stevens presented on The Regulatory Environment Around the Convergence of Banking and Fintechs at the Payments & Banking Symposium on May 7. The conference was held at the Waldorf Astoria Monarch Beach Resort in

On April 10, the Securities and Exchange Commission’s (SEC) Division of Corporation Finance (the Division) issued a statement aimed at providing greater clarity on the application of federal securities laws to crypto assets. These offerings may involve equity or debt