On March 17, 2026, the California Department of Financial Protection and Innovation announced it would suspend implementation of the California Fair Investment Practices by Venture Capital Companies Act.
Financial Services Observer, published by Greenberg Traurig, LLP, focuses on legal and regulatory developments affecting the financial services industry. The blog covers topics such as regulatory oversight reports, systemic risk posed by non-bank financial institutions, SEC examination priorities, capital requirements for banks and non-bank lenders, and compliance issues related to broker-dealer registration and compensation structures. It provides analysis of regulatory frameworks, enforcement trends, and legislative changes impacting banks, non-bank financial institutions, investment funds, and market participants. The blog also addresses broader financial regulatory policy and risk management considerations relevant to financial services professionals and legal practitioners.
On March 17, 2026, the California Department of Financial Protection and Innovation announced it would suspend implementation of the California Fair Investment Practices by Venture Capital Companies Act.…
On March 17, 2026, the U.S. Securities and Exchange Commission issued an interpretive release addressing the application of the federal securities laws to crypto assets and related transactions.…
Effective March 1, 2026, FinCEN’s Residential Real Estate Rule will impose streamlined reporting (the Real Estate Report) and recordkeeping requirements on certain persons involved in residential real estate closings and settlements (collectively, Reporting Persons).…
On Aug. 21, 2025, Judge Margaret Ryan, a former senior judge of the United States Court of Appeals for the Armed Forces, was named the Securities and Exchange Commission’s director of the Division of Enforcement.…
On Dec. 18, 2025, President Donald Trump signed the National Defense Authorization Act for Fiscal Year 2026 (NDAA) into law. The NDAA includes Section 8103, the Holding Foreign Insiders Accountable Act (HFIAA), which abolishes certain of the current exemptions for…