Law360 recently spoke with Financial Markets and Funds Partner Neil Robson regarding the Financial Conduct Authority’s (FCA) extension of non-financial misconduct rules to 37,000 non-bank firms, which, since September 1, have been required to provide more detail about non-financial misconduct
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Susan Light on FINRA's Push for Stronger Due Process and Transparency
The Hedge Fund Law Report spoke with Partner and Broker-Dealer Regulation Co-Chair Susan Light about a new Financial Industry Regulatory Authority (FINRA) report, released on June 30, 2026, as part of the agency’s ongoing FINRA Forward project. Prepared by two…
Neil Robson Discusses FCA Non-Financial Misconduct Regime With Law360
Law360 recently spoke with Financial Markets and Funds Partner Neil Robson regarding the Financial Conduct Authority’s (FCA) new rules on non-financial misconduct, which take effect this week and will hold some 37,000 non-banking finance businesses, including asset managers and insurers,…