Statute
PRIIPs Regulation
61 published works
Global Regulation Tomorrow
Investments under the German Capital Investment Act generally do not classify as PRIPs
By Jochen Vester (UK), Frank Herring, Michael Born (DE), Susanne Storjohann
On 27 July 2026, the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) published a circular (the Circular) clarifying that investments falling within the scope of the German…
Global Financial Regulatory Blog
FCA Publishes Retail Markets Disclosure Proposals for Consumer Composite Investments
The FCA proposes moving away from the PRIIPs KID to a more flexible, technologically neutral regime, which allows firms to innovate and prioritise good customer outcomes. By Rob Moulton, Nicola…
Global Regulation Tomorrow
HMT and FCA announce plans to reform financial services retail disclosure rules
By Anita Edwards, Simon Lovegrove (UK)
On 19 September 2024, HM Treasury (HMT) and the Financial Conduct Authority (FCA) announced their plans to reform UK retail disclosure rules. They also confirmed that they will temporarily exempt…
Global Regulation Tomorrow
Updated – Consolidated Q&As on the PRIIPs KID
On 5 December 2023, the European Supervisory Authorities updated their consolidated questions and answers on the PRIIPs key information document. These sections of the Q&As have been updated with answers…
Global Regulation Tomorrow
HMT publishes Policy Paper: UK Retail Disclosure Framework – Draft SI and Policy Note
By Matthew Gregory (UK), Simon Lovegrove (UK), Anita Edwards
On 22 November 2023, HM Treasury (HMT) published a near-final draft Statutory Instrument (SI) and accompanying Policy Note on the UK Retail Disclosure Framework. These documents, published alongside the Chancellor’s…
Global Regulation Tomorrow
HMT publishes Policy Paper: UK Retail Disclosure Framework – Draft SI and Policy Note
By Anita Edwards, Simon Lovegrove (UK), Matthew Gregory (UK)
On 22 November 2023, HM Treasury (HMT) published a near-final draft Statutory Instrument (SI) and accompanying Policy Note on the UK Retail Disclosure Framework. These documents, published alongside the Chancellor’s…
Global Regulation Tomorrow
European Parliament ECON Committee holds first discussion on Retail Investment Package
By Flupke van den Bogart, Simon Lovegrove (UK)
On 19 September 2023, the European Parliament Economic and Monetary Affairs (ECON) Committee held its first exchange of views on the Retail Investment Package. The Retail Investment Package, which was…
Global Regulation Tomorrow
HM Treasury publishes consultation response on UK retail disclosure
By Simon Lovegrove (UK), Matthew Gregory (UK), Anita Edwards
On 11 July 2023, HM Treasury published a response to its consultation on UK retail disclosure, which was published on 9 December 2022 as part of the Edinburgh Reforms. Previous…
Global Regulation Tomorrow
AFME publishes updated guidelines on MiFID II product governance and PRIIPs Regulation regimes: An approach for the equity-linked markets
On 7 June 2023, the Association for Financial Markets in Europe (AFME) published updated guidelines on MiFID II product governance (PG) and Packaged retail investment and insurance products (PRIIPs) Regulation…
Global Regulation Tomorrow
New Regulation Tomorrow podcast – The Edinburgh Reforms: The Government’s plan to revoke the PRIIPs Regulation
In this podcast, Matthew Gregory is joined by Claudia Trauffler (Head of Capital Markets, HM Treasury) who discusses the Government’s plans to revoke the PRIIPs Regulation and UK retain disclosure…