Statute
Regulation CF
12 published works
Free Writings + Perspectives
SEC Staff Issues More CDIs on Exempt Offerings
By Liz Walsh
In the second update to the Securities and Exchange Commission’s Division of Corporation Finance’s Compliance and Disclosure Interpretations in less than a week, on February 17, 2026, the Staff turned…
Free Writings + Perspectives
SEC Releases Data on Regulation A and Regulation Crowdfunding Offerings
By Carlos E. Juarez, Liz Walsh
On May 28, 2025, the U.S. Securities and Exchange Commission (the “SEC”) released several reports produced by its Division of Economic and Risk Analysis (“DERA”) detailing data and statistics regarding…
Free Writings + Perspectives
Crowdfunding Report Shows Increasing Reliance on Regulation CF Deals & Disparities in Participation by Women & Minorities
Introduced under Title III of the JOBS Act, Regulation Crowdfunding (“Regulation CF”) was promulgated to allow startups and emerging companies to raise capital from a wider pool of investors through…
New York Venture Hub
Revenue Participation Rights as a Crowdfunding Instrument Alternative
The anti-child trafficking thriller “Sound of Freedom” just opened in theatres on July 4th. Based on a true story, it stars Jim Caviezal as former Homeland Security special agent Tim…
Elizabeth L. Carter Blog
The Risks and Rewards of Debt-Based Crowdfunding
Debt-based crowdfunding, often referred to as peer-to-peer lending (P2P), is a great way to raise money for small businesses that may find it more difficult to obtain loans from traditional…
Free Writings + Perspectives
On Point. – Bad Actor Disqualification Provisions of Regulation A, Regulation CF and Regulation D
By Bradley Berman, Gonzalo Go, Anna T. Pinedo
As part of the Securities and Exchange Commission’s amendments to the exempt offering framework, which amendments became effective in March 2021, the SEC, among other things, aligned the bad actor…
Business Law Post
The SEC Modernizes US Securities Laws – Part I – Amendments to the “Accredited Investor” Definition
By arinashulgabusinesslawpost-com
This Fall 2020 has seen an unprecedented number of rulemaking by the Securities and Exchange Commission (the “SEC”) that will be remembered for years to come. I will attempt to…
Andrew Abramowitz, PLLC
The SEC Streamlines Accredited Investor Verification Under Rule 506(c)
The SEC’s recent final rule release regarding exempt offerings covered various topics, including the subject of my previous post, on the expanded offering limits for Regulation CF crowdfunding and Regulation…
Andrew Abramowitz, PLLC
The SEC Broadens the Crowdfunding and Regulation A Exemptions
The SEC issued a 388-page final rule release, entitled Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets. (The clunky wording seems like it…
The CLS Blue Sky Blog
How the SEC Should Harmonize Private Securities Offering Exemptions
The Securities and Exchange Commission requested public comment on ways to simplify, improve, or harmonize exemptions from the requirement to register securities offerings. The SEC acknowledged that the current array…