Topic
Accountability
254 published works
The Right Coast
Kennedy, Clinton, and Weinstein Sexual Assaults: Accountability Conveniently Timed | National Review
Right now, we are indeed having a reckoning about a longtime blind eye to powerful men abusing women, but it s occurring on the most convenient terms for the Democratic…
Banking, Finance and Securities
Hong Kong: Manager-In-Charge regime comes into force
By Etelka Bogardi (HK), Lillian Chau (AU)
Following the end of a 6-month transition period, the Manager-In-Charge (MIC) regime introduced by the Securities and Futures Commission (SFC) is now fully implemented, starting from 17 October 2017. The…
Corporate Governance and Compliance
FCA speech on culture and conduct in financial services
The FCA has published a speech by Jonathan Davidson, FCA Executive Director of Supervision - Retail and Authorisations. The speech is entitled Culture and conduct – extending the accountability regime.…
Legal Profession Blog
On Wisconsin
The Wisconsin Supreme Court has reinstated an attorney who had been suspended for two years in 2014The referee commented that during the reinstatement hearing, Attorney Moss testified with sincerity regarding…
Colin S. Levy
Mistakes
Mistakes. We all make them. Some mistakes we make are bigger than others. Some people make them more often than others. The bottom line, however, is that we all make…
Insurance
PRA publishes consultation paper on strengthening accountability in banking and insurance: new SIMFs proposed for operations and technology (SIMF24) and Head of Key Business Area (SIMF6)
On 13 June 2017, the Prudential Regulation Authority (PRA) published a consultation paper entitled Strengthening accountability in banking and insurance: optimisations to the SIMR and changes to SMR forms (CP8/17).…
PrawfsBlawg
transparency and Trump
Main Tuesday, May 02, 2017transparency and TrumpI want to briefly plug my forthcoming book called The Transparency Fix: Secrets, Leaks, and Uncontrollable Government Information. It extends and reshuffles writings I've…
Sentencing Law and Policy
“‘Clientless’ Prosecutors”
Main April 20, 2017"'Clientless' Prosecutors"The title of this post is the title of this intriguing new article authored by Russell Gold now available via SSRN. Here is the abstract: Class…
Privacy & Information Security Law Blog
CIPL Issues Discussion Paper on GDPR Certifications
On April 12, 2017, the Centre for Information Policy Leadership at Hunton & Williams LLP issued a discussion paper on Certifications, Seals and Marks under the GDPR and Their Roles…
Banking, Finance and Securities
Hong Kong SFC’s Manager-In-Charge Regime – are you on track?
Hong Kong’s new Manager-In-Charge regime comes into effect on 18 April 2017. This introduces measures to heighten the accountability of the senior management at licensed corporations and increase awareness of…