Topic
Accountability
254 published works
Banking, Finance and Securities
Senior Managers’ Regime update
By Simon Lovegrove (UK), Charlotte Henry, Peter Snowdon (UK)
Both the PRA and the FCA have published a number of policy papers updating the Senior Managers’ Regime (SMR), Certification Regime (CR) and Conduct Rules. The following is a summary.…
Securities Compliance Sentinel
What to do about a stupid client
By Joshua Horn
Anyone in a professional service business, like being a stock broker, have been faced with a client who decides to make a stupid decision. But the issue we all face…
Global Media and Communications Watch
Future-Proofing Privacy: The New Accountability Regime
Background of the notion of accountability Accountability has been described by the Article 29 Working Party as a way of “showing how responsibility is exercised and making this verifiable”. Accountability is far from…
HL Chronicle of Data Protection
Future-Proofing Privacy: The New Accountability Regime
By HL Chronicle of Data Protection
Part 7 of Future-Proofing Privacy: The New Accountability Regime. Accountability is about demonstrating compliance and being transparent about such compliance. The Data Protection Directive already includes a number of obligations…
The Global Privacy Watch
Europe Is Shifting, And It’s a Big Deal – The New GDPR
The clock is now ticking. On May 4th the European Parliament published the final text of the General Data Protection Regulation (“GDPR”), and the rules of the game have significantly…
Sentencing Law and Policy
“Accounting for Prosecutors”
Main April 12, 2016"Accounting for Prosecutors"The title of this post is the title of this interesting looking new paper by Daniel Richman now available via SSRN. Here is the abstract:…
Elder Law Prof Blog
Accountability in Guardianship & Conservator Cases: Latest from Nevada
Under most state laws governing guardians and conservators, appointed fiduciaries are required to make reports to the court at regular intervals, usually beginning with the initial inventory of the ward's…
International Law Prof Blog
United Nations Human Rights Council Marks 10th Anniversary
Human rights are, sadly, “under attack” worldwide, and the United Nations Human Rights Council must increase its impact on the ground over its second decade, Secretary-General Ban Ki-moon said today…
Human Rights at Home Blog
Accountability for Torture
by Deborah WeissmanThe UNC School of Law Human Rights Policy Lab is pleased to release its report, Assessing Recent Developments: Achieving Accountability for TortureFollowing September 2001, the United States government…
Banking, Finance and Securities
Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR; and PRA requirements on regulatory references
The PRA and FCA have jointly published Policy Statement PRA 5/16 FCA 16/5: Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR; and PRA requirements on regulatory references…