Topic
Clawbacks
154 published works
Compensation & Benefits Blog
Dodd-Frank Clawback Policy: Additional Action Required for NYSE-Listed Companies by December 31, 2023
By Kate Napalkova, Andrea Rattner, Celia Schlekewey
Public companies nationwide have spent their summer and fall compensation seasons finalizing compensation clawback policies ahead of the December 1, 2023 deadlines set by the New York Stock Exchange (the…
Free Writings + Perspectives
Enforcement of Dodd-Frank Clawback Policies Under Foreign Law
Webinar: October 26, 2023 11:00 a.m. - 12:30 p.m. ET Register here. In October 2022, the SEC adopted Rule 10D-1, directing national securities exchanges to establish listing standards that prohibit…
Cleary Securities, Disclosure, and Governance Watch
ClawFAQs: Common Clawback Questions
By Michael J. Albano, Francesca L. Odell, Julia M. Rozenblit, Ariel Adler
Over thirteen years after the Dodd–Frank Wall Street Reform and Consumer Protection Act added Section 10D to the Securities Exchange Act of 1934 (the “Exchange Act”), the Securities and Exchange…
Cleary M&A and Corporate Governance Watch
ClawFAQs: Common Clawback Questions
By Michael J. Albano, Francesca L. Odell, Audry X. Casusol, Julia M. Rozenblit, Julia Brownstein, Ariel Adler
Over thirteen years after the Dodd–Frank Wall Street Reform and Consumer Protection Act added Section 10D to the Securities Exchange Act of 1934 (the “Exchange Act”), the Securities and Exchange…
Free Writings + Perspectives
REIT External Managers Avoid Clawback Policy Requirement
On June 9, 2023, the Securities and Exchange Commission approved the clawback listing standards proposed by the New York Stock Exchange and The Nasdaq Stock Market, each as required by…
Public Company Advisory Blog
FAQs on New Executive Incentive Compensation Clawback Rules
By Folake Ayoola|James H. Hammons Jr.
On October 26, 2022, the U.S. Securities and Exchange Commission (the “SEC”) adopted regulations implementing Section 10D of the Securities Exchange Act of 1934 (the “Exchange Act”), which was added…
Federal Securities Law Source
Deadline approaching for public companies to adopt Dodd-Frank clawback policies
By Greg Daugherty, Rich Helmreich
This summer, the Securities and Exchange Commission (SEC) approved final Dodd-Frank clawback policy listing requirements for both the NYSE (NYSE Listed Company Manual Section 303A.14) and Nasdaq (Nasdaq Listing Rule…
Hunton Insurance Recovery Blog
Executive Compensation Clawback Policies: Now Is the Time to Consider Insurance
By Geoffrey B. Fehling, Mayme Beth Donohue, Alex D. Pappas
As explained in a recent alert, now is the time for public companies to adopt compliant clawback policies. This is because the US Securities and Exchange Commission (SEC) recently approved…
SW Benefits Blog
Compliant Clawback Policies Must be Adopted Before December 1, 2023
By Greg Gautam
As noted in a prior post, both the New York Stock Exchange (“NYSE”) and Nasdaq have adopted listing standards that requires issuers to adopt compliant clawback policies by December 1,…
Free Writings + Perspectives
MB Microtalk: New Requirements for Clawback Policies
By Ryan J. Liebl, Ryan Cornellier
In this MB Microtalk video, Mayer Brown’s Ryan Liebl provides an overview of the new requirements for clawback policies for public companies, which require such companies to recoup excess incentive-based…