Topic
Clawbacks
154 published works
Free Writings + Perspectives
Enforcement of Dodd-Frank Clawback Policies Under Foreign Law
By Ryan J. Liebl, Laura D. Richman, Duncan A. W. Abate, Miriam Bruce, Aline Fidelis, Christopher Fisher, Régine Goury, Julien Haure, Dr Hagen Köckeritz, LLM oec. int., Jad A. Taha, Jennifer C. W. Tam, Hong Tran, Dr. Guido Zeppenfeld, LLM
In October 2022, the SEC adopted Rule 10D-1, directing national securities exchanges to establish listing standards that prohibit the listing of any security of a company that does not adopt…
Public Chatter
8 Things to Know Right Now
By Broc Romanek
Here’s our latest edition of our new monthly feature – a quick snapshot of recent developments: The SEC approved the NYSE and Nasdaq amendments to extend the clawback effective date…
Hunton Retail Law Resource
SEC Approves NYSE and Nasdaq Clawback Rules
The US Securities and Exchange Commission on June 9, 2023, approved the listing standards Nasdaq and NYSE established requiring listed issuers to adopt and comply with written clawback policies meeting…
Securities Law Exchange
Practical Considerations for Adopting a Clawback Policy in Advance of Effective Date of NYSE and Nasdaq Listing Standards
On June 9, 2023, the Securities and Exchange Commission (SEC) approved proposed amendments of the New York Stock Exchange (NYSE) and the Nasdaq Stock Market LLC (Nasdaq) to their respective…
The Securities Edge
The SEC’s New Clawback Rules: The Devil’s in the Details (and There Are Lots of Details)
Background On October 26, 2022, the SEC adopted final clawback rules consistent with the requirements of the Dodd-Frank Act. The new rules direct the national securities exchanges to establish listing standards requiring…
The CLS Blue Sky Blog
Paul Weiss Discusses SEC’s New Clawback Listing Standards
By Paul, Weiss, Rifkind, Wharton And Garrison
The SEC has approved the clawback listing standards of the New York Stock Exchange and Nasdaq. As noted previously, the clawback listing standards will take effect on October 2, 2023, and listed…
Capital Markets
Exchanges Extend Clawback Policy Deadline to December 1
Last week, each of the major stock exchanges filed proposed changes to their listing rules governing the adoption of “clawback” policies that will require listed companies to recover erroneously awarded…
Free Writings + Perspectives
SEC Approves Dodd-Frank Clawback Listing Standards with October 2, 2023 Effective Date
By James B. Carlson, Laura D. Richman, Ryan J. Liebl, David Schuette
On June 9, 2023, the US Securities and Exchange Commission (“SEC”) approved the clawback listing standards proposed by the New York Stock Exchange (“NYSE”) and The Nasdaq Stock Market (“Nasdaq”),…
IPO, Then What?
FAQs on Nasdaq & NYSE Executive Compensation Clawback Policy Requirements
*Timing Update* The New York Stock Exchange (“NYSE”) and Nasdaq filed amendments to their proposed rules requiring that all listed companies adopt adequate clawback policies on executive compensation.[1] Under the…
Public Chatter
SEC Approves NYSE and Nasdaq Amendments to Extend Clawback Effective Date!
By Sue Morgan
As expected, the SEC issued notices on Friday to approve the amendments proposed by the NYSE (see that order) and the Nasdaq (see that order) so that the exchanges’ clawback…