Topic
Clawbacks
154 published works
Free Writings + Perspectives
NYSE and NASDAQ Propose October 2, 2023 Effective Date to Clawback Listing Standards
By Laura D. Richman, Nicole Veru
On June 5, 2023, the New York Stock Exchange (“NYSE”) filed an amendment to its proposed Dodd-Frank clawback listing policy providing for an effective date of October 2, 2023. Similarly,…
Known Trends
SEC Approves NYSE and Nasdaq Clawback-Related Listing Standards
On June 9, 2023, the U.S. Securities and Exchange Commission (SEC) published notices and orders granting accelerated approval of the amended clawback-related listing standards proposed by the New York Stock…
SW Benefits Blog
NYSE and Nasdaq File Amended Proposed Clawback-Related Listing Standards
By Greg Gautam
As described in Part 4 of our 2022 end of year plan sponsor “to do” list, on October 26, 2022, the Securities and Exchange Commission published the final clawback rules under the…
Cleary M&A and Corporate Governance Watch
Nasdaq and NYSE Propose October 2, 2023 as Effective Date in Amendments to its Proposed Clawback Listing Standards
By Michael J. Albano, Julia Brownstein, Ariel Adler
[Note: This post has been updated to reflect the SEC’s approval of the Nasdaq and NYSE amendments.] On Friday, June 9, 2023, the U.S. Securities and Exchange Commission (“SEC”) approved,…
Public Chatter
NYSE and Nasdaq Amend Proposed Listing Standards to Extend Clawback Effective Date!
By Sue Morgan
We continue our coverage of the ongoing saga of when NYSE and Nasdaq-listed companies will be required to comply with the new clawback policies listing standards. The NYSE and Nasdaq…
Compensation & Benefits Blog
Possible Extension of Clawback Rule Effectiveness is Welcome Development for Issuers
By Andrea Rattner, Kate Napalkova, Frank Zarb, Kristina Trauger
Issuers that have been scrambling to prepare their boards and executives for accelerated implementation of compliant Dodd-Frank clawback policies will be glad to hear that the NYSE and Nasdaq have…
Known Trends
NYSE and Nasdaq File Amended Proposed Clawback-Related Listing Standards [Updated]
By Wilson Sonsini, Patrick Bustamante
Propose Effective Date of October 2, 2023 [Note: This post has been updated to reflect Nasdaq’s filing of an Amendment No. 1 on June 6, 2023 (posted June 7) proposing…
eDiscovery Today Blog
Privilege Was Waived After Numerous Opportunities to Clawback Missed: eDiscovery Case Law
By Doug Austin
In LifeBio, Inc. v. Eva Garland Consulting, LLC, Ohio Magistrate Judge Kimberly A. Jolson found that after the plaintiff failed to take advantage of numerous opportunities to clawback documents that…
Public Chatter
Clawbacks: SEC Likely to Approve NYSE/Nasdaq Standards by June 9th
As a follow-up to our recent blog on the SEC moving back the deadline for that agency to act on the NYSE’s and Nasdaq’s clawback proposals, it’s worth noting that…
Inside Jobs
DOJ on Clawbacks: Compliance and Compensation
In March 2023, Deputy Attorney General Lisa Monaco and Assistant Attorney General Kenneth Polite of the Criminal Division announced a three-year Pilot Program on Compensation Incentives and Clawbacks. A group…