Topic
Clawbacks
154 published works
Nonprofit Law Prof Blog
FTX Bankruptcy Trustee to Clawback Charitable Donations
An FTX press release: WILMINGTON, Del., Dec. 19, 2022 /PRNewswire/ -- FTX Trading Ltd. (d.b.a. FTX.com), and its affiliated debtors (together, the "FTX Debtors"), today announced the FTX Debtors have been approached by…
Public Chatter
Understanding the SEC’s New Clawback Rules
By Broc Romanek
Check out this new Update from Sue Morgan, Kelly Reinholdtsen, and Susan Daley to learn all you need to know about the SEC's new clawback rules...
Compensation & Benefits Blog
Final SEC Clawback Rules: Key Dates that Issuers Need to Know
By Michael Album, Colleen Hart, Kate Napalkova, Andrea Rattner, Seth Safra, David B. Teigman, Heather Monte
On November 28, 2022, the Securities and Exchange Commission (the “SEC”) published the final clawback rules (the “Final Rules”) under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”)…
Hunton Retail Law Resource
Absorbing and Reacting to the SEC’s New Clawback Rules
The Securities and Exchange Commission (the “SEC”) on October 26, 2022, adopted new executive compensation “clawback” rules, thus fulfilling its 2010 mandate under the Dodd-Frank Wall Street Reform and Consumer…
California Corporate & Securities Law Blog
Could A "Red Wave" Wipe Out The SEC's Clawback Rules?
The Securities and Exchange Commission new "clawback" rules were approved on a divided vote. The two Republican members of the Commission, Hester M. Peirce and Mark T. Uyeda voted against…
The D&O Diary
Insurance Implications of the SEC’s New Compensation Clawback Rules
On October 26, 2022, the SEC adopted final rules implementing the Dodd-Frank Act’s requirement for issuers to recover from current and former executives compensation that was erroneously paid due to…
Free Writings + Perspectives
Compensation Clawback Listing Standards Requirement: US Securities and Exchange Commission Adopts Final Rules
By Ryan J. Liebl, Katelyn Merick, David Schuette
On October 26, 2022, the US Securities and Exchange Commission (SEC) adopted new Rule 10D-1, directing national securities exchanges to establish listing standards that prohibit the listing of any security…
Executive Compensation Law Blog
Another Seven Year Wait is Over! SEC Finalizes Regulations on Clawback of Incentive Compensation for Restated Financial Statements
As we recently noted (see our Corporate & Securities Law blog from October 26, 2022, “SEC Adopts New Executive Compensation Clawback and Disclosure Rule”), in accordance with Section 954 of…
Cleary M&A and Corporate Governance Watch
Executives Could Pay for Accounting R/restatements Under New SEC Clawback Rules
By Michael J. Albano, Tom Bednar, Audry X. Casusol, Jason R. Factor, Julia L. Petty
On October 26, 2022, the Securities and Exchange Commission adopted final rules implementing the Dodd-Frank requirement for issuers to recover incentive-based compensation erroneously paid to current and former executive officers…
Compensation & Benefits Blog
Long Time Coming: SEC Adopts Final Dodd-Frank Clawback Rules
By Michael Album, Colleen Hart, Kate Napalkova, Andrea Rattner, Seth Safra, David B. Teigman, Heather Monte
Twelve years after the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and many years after the Securities and Exchange Commission started considering regulations implementing the clawback…