Topic
Clawbacks
154 published works
Corporate and Securities Law
SEC Issues Final Compensation Clawback Rules
The SEC has adopted rules to require securities exchanges to adopt listing standards that require issuers to develop and implement a policy providing for the recovery of erroneously awarded incentive-based…
Inside Jobs
Executive Compensation Implications of SEC’s Final Rule on Clawback Policies
On October 26, 2022, the Securities and Exchange Commission (the “SEC”) adopted a long-awaited rule that will require listed companies to adopt and publicly file so-called “clawback” policies. As we…
The CLS Blue Sky Blog
SEC Commissioner Peirce on Flaws in New Clawback Rules
What we are doing today [October 28]—implementing the statutory clawbacks mandate—is commendable. But how we are doing it—expansively, inflexibly, and impractically—is not. Accordingly, I cannot vote to adopt this rule.…
The CLS Blue Sky Blog
SEC Chair Gensler on Rules Regarding Compensation Clawbacks
By Gary Gensler
Today [October 26], the Commission is considering adopting final rules mandated by the Dodd-Frank Act regarding clawbacks of erroneously awarded incentive-based compensation. I believe that these rules, if adopted, would…
Global Policy Watch
SEC Requires Clawback Policy
By Kerry Burke, David H. Engvall, Matthew Franker, Charlotte May, Brian Rosenzweig
On October 26, 2022, the Securities and Exchange Commission (the “SEC”) adopted a long-awaited rule[1] that will require listed companies to adopt and publicly file so-called “clawback” policies to recover…
Public Chatter
The SEC Adopts Clawback Rules: 5 Things to Know
By Sue Morgan, Kelly Reinholdtsen
Yesterday, the SEC adopted the clawback rules that have had quite a long journey, as noted in our blog a few days ago. Here’s the press release, fact sheet and…
Free Writings + Perspectives
SEC Open Meeting Announced
The Securities and Exchange Commission (“SEC”) scheduled an open meeting for October 26, 2022 at 10:00 am ET to consider several matters. The SEC will consider whether to adopt rules…
Public Chatter
The SEC Will Consider Adopting Clawback Rules on Wednesday
The SEC has calendared an open Commission meeting for Wednesday - October 26th - during which it’s likely that the SEC will adopt final clawback rules. You might recall that…
The CLS Blue Sky Blog
ISS Discusses Evolving Clawback Policies
The Securities and Exchange Commission is poised to revise its rules on so-called clawbacks: the process of recovering incentive compensation from current and former executives when a company is forced…
Securities Law Exchange
SEC Announces Spring 2022 Rulemaking Agenda
On June 22, the Securities and Exchange Commission (SEC) released the latest edition of its Reg Flex Agenda, which is essentially the rulemaking calendar for the next year or so. …