Topic
Clearance and Settlement
18 published works
Free Writings + Perspectives
SEC Staff Issues Guidance on Rule 15c3-3a and Treasury Clearing
By Steffen Hemmerich, Anna T. Pinedo, Carlos E. Juarez
On August 6, 2025, the Staff of the Division of Trading and Markets of the Securities and Exchange Commission (SEC) released an updated set of Frequently Asked Questions (FAQs) addressing…
The Securities Law Blog
Staff Issues FAQs to Help Broker-Dealers Implement Financial Responsibility Requirements Related to U.S. Treasury Clearing
The Securities and Exchange Commission’s Division of Trading and Markets today issued answers to Frequently Asked Questions (FAQs) that broker-dealers have posed to the staff regarding rule amendments to the…
China Law Insight
互换通：NAFMII发布清算衍生品协议
By King & Wood
作者：萧乃莹 费思 周昕 牟牧 中国银行间市场交易商协会（“NAFMII”）于2024年4月1日发布了其备受瞩目的《内地与香港利率互换市场互联互通合作清算衍生品协议》（Swap Connect Cleared Derivatives Agreement，“SCCDA”），旨在进一步支持和促进北向互换通业务的开展。 阅读更多
Bright Law Blog
Regulation of clearing and settlement services
The Treasury Laws Amendment (2023 Measures No. 3) Bill 2023 has been passed by both houses of Parliament to enable the Australian Securities and Investment Commission (ASIC) to make and…
Global Regulation Tomorrow
ECON Committee debates EU clearing review
By Flupke van den Bogart, Simon Lovegrove (UK)
On 29 August 2023, the European Parliament’s Committee on Economic and Monetary Affairs (ECON) held a debate on the European Commission’s (Commission) proposal amending the European Market Infrastructure Regulation (Regulation…
Bright Law Blog
Competition in the provision of clearing and settlement services
The Government has released for consultation exposure draft legislation amending the Corporations Act 2001, the Competition and Consumer Act 2010 and the ASIC Act 2001 to facilitate competitive outcomes in…
The Securities Law Blog
SEC Issues Proposal to Reduce Risks in Clearance and Settlement
The Securities and Exchange Commission today voted to propose rule changes to reduce risks in the clearance and settlement of securities, including by shortening the standard settlement cycle for most…
Corporate & Financial Weekly Digest
ESMA Publishes Statement on Preparations Regarding Clearing and Settlement for a No-Deal Brexit
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On March 28, the European Securities and Markets Association (ESMA) published a statement updating market participants on its preparations for the United Kingdom’s withdrawal from the European Union, in the…
Banking, Finance and Securities
ESMA practical guidance on recognition of third country CSDs
The European Securities and Markets Authority (ESMA) has published a practical guidance note for the recognition of third-country central counterparties (CCPs). The purpose of the note is to provide information…
Banking, Finance and Securities
ECB opinion on the draft Regulation on CCP recovery and resolution
By Hannah Meakin (UK), Catherine Blake (UK)
The European Central Bank (ECB) has published an opinion concerning the proposed Regulation on a framework for the recovery and resolution of central counterparties (CCPs). The ECB strongly supports the…