Topic
Compliance
1,605 published works
LawSites
The soaring cost of SOX compliance
For small to midsized companies, the average cost of being public increased 33 percent last year, thanks largely to Sarbanes-Oxley compliance, according to a new survey conducted by the law…
New Jersey Law Blog
Investment Advisor Compliance
Q&A article in which Thomas Giachetti discusses compliance issues for investment advisers such as required disclosures related to third-party providers and solicitation agreements.
White Collar Crime Prof Blog
Ex-Prosecutors Landing As Chief Compliance Officers
By Ellen Podgor
An article in Corporate Counsel (available at Law.Com here) discusses how some of the leading insurance companies that are being investigated by Eliot Spitzer and the SEC have hired former…
New Jersey Law Blog
New Sentencing Guidelines for Corporate Directors and Officers
The U.S. Sentencing Commission has promulgated new guidelines for Chapter Eight of the Federal Sentencing Guidelines which deal with Organizations.
LawSites
International Compliance Association unveils Web site
The International Compliance Association, a non-profit professional organization dedicated to the furtherance of best compliance and anti-money-laundering practices in the financial services sector, launched a new Web site. According to…