Topic
Direct Electronic Access
5 published works
Corporate & Financial Weekly Digest
ESMA Publishes Additional Guidance on Direct Electronic Access
By Nathaniel Lalone, Neil Robson
On October 3, the European Securities and Markets Authority (ESMA) updated its questions and answers on market structures topics (Q&A) under the revised Markets in Financial Instruments Directive (MiFID II)…
Corporate & Financial Weekly Digest
MiFID II Direct Electronic Access Template Questionnaire Published
By Nathaniel Lalone, Neil Robson
The revised Markets in Financial Instruments Directive (MiFID II) imposes a new regulatory and compliance regime on providers of direct electronic access (DEA) to European trading venues. In particular, the…
Banking, Finance and Securities
FIA due diligence questionnaire for MiFID II firms providing direct electronic access to clients
By Charlotte Henry, Conor Foley (UK)
The Futures Industry Association (FIA), in co-operation with the Association for Financial Markets in Europe, the Alternative Investment Management Association and the Managed Funds Association have co-published a due diligence…
Corporate & Financial Weekly Digest
ESMA Updates MiFID II Q&As on Market Structures, Commodity Derivatives and Transparency
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On April 5, the European Securities and Markets Authority (ESMA) announced that it had published four new questions and answers (Q&A) providing guidance on implementation of the revised Markets in…
China Law Insight
MiFID II – the new regime for direct electronic access
By King & Wood
By David Calligan and Karen Butler, King & Wood Mallesons London MiFID II will introduce a comprehensive regulatory regime governing direct electronic access (DEA) to trading venues (regulated markets, multilateral…