Topic
Enforcement
987 published works
Financial Services Observer
CFTC Issues Enforcement Advisory on Benefits of Self-Reporting, Cooperation, and Remediation
By Douglas E. Arend, Tracy S. Combs, Jeffry M. Henderson, Gregory K. Lawrence, William Mack, Tessa Cierny, Nanette Aguirre
On Feb. 25, the CFTC's Division of Enforcement released an advisory highlighting the benefits of self-reporting, cooperation, and remediation for violations of the Commodities Exchange Act. It refines the Division's…
Comm Law Center
FCC Enforcement Monitor February 2025
By Scott R. Flick, Adam J. Sandler
By Scott R. Flick and Adam J. Sandler Pillsbury’s communications lawyers have published the FCC Enforcement Monitor monthly since 1999 to inform our clients of notable FCC enforcement actions against…
FCPA Professor
The Executive Order And Fact Sheet
By Mike Koehler
On February 10th, President Trump signed an Executive Order Titled “Pausing Foreign Corrupt Practices Act Enforcement to Further American Economic and National Security.” The Executive Order states: “Section 1. Purpose…
HR Law Talk
President Trump’s Shake-Up of Federal Enforcement Agencies Continues with Big Changes to the EEOC
By Tim K. Garrett, Hunter K. Yoches
Last week, as part of a major shake-up of the federal government’s enforcement agencies, President Trump made three major changes to the Equal Employment Opportunity Commission (EEOC), all of which…
SEC Actions
Gary Gensler: Providing A Gift Beyond Definition?
Year after year the SEC appears to be successful in regulating and governing the U.S. securities markets. Those markets are immense, complex and most difficult to regulate. Yet year after…
Inside Business Immigration
US and UK Memorialize Cooperation on Economic Sanctions Enforcement
By Annabel Thomas, Kara M. Bombach, Gavin Costelloe, Bethany Histed, Christiana Papanastasiou ˘
On 13 January 2025, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) and the UK’s Office of Financial Sanctions Implementation (OFSI) (collectively, the Participants) published an…
Federal Regulatory & Enforcement Insider
SEC Enforcement Highlights for Fiscal Year 2024
By Brooke Conner, Rachel Copenhaver, Junaid A. Zubairi, Nitya Bhardwaj, Eric Hyla
On November 22, 2024, the Securities and Exchange Commission (the “SEC” or “Commission”) announced its enforcement results for the fiscal year (“FY”) 2024. Though the SEC filed only 583 total…
Cleary Enforcement Watch
An Active Year in Enforcement, with Changes to Come
By Lisa Vicens, Matthew C. Solomon, Tom Bednar, Ava Bayani Kazerouni
The following is part of our annual publication Selected Issues for Boards of Directors in 2025. Explore all topics or download the PDF. The Securities and Exchange Commission (SEC) and Department of Justice (DOJ)…
Cleary M&A and Corporate Governance Watch
An Active Year in Enforcement, with Changes to Come
By Lisa Vicens, Matthew C. Solomon, Tom Bednar, Ava Bayani Kazerouni
The following is part of our annual publication Selected Issues for Boards of Directors in 2025. Explore all topics or download the PDF. The Securities and Exchange Commission (SEC) and Department of Justice (DOJ)…
Regulatory Oversight
Troutman Pepper Locke Partner Ashley Taylor Co-Edits ABA Book on Consumer Protection and the Rise of State Attorney General Enforcement
Comprehensive Guide Offers Insights Into Enforcement Actions, Challenges, and Priorities Ashley L. Taylor, Jr., co-leader of Troutman Pepper Locke's nationally ranked State Attorneys General Practice, co-edited a new book published…