Topic
Enforcement
987 published works
Global Financial Regulatory Blog
HKEx and SFC Cooperate in Enforcement Action Against Former Directors of Listed Company
This latest example of strategic coordination between Hong Kong regulators confirms a broader regulatory mission and shared objectives. By Dominic Geiser, Truman Mak, Evangeline Tsui, and Charlotte Wong On 5…
GovCon & Trade
International Trade Enforcement Roundup – February 2024
You are reading the February 2024 Update of the Bass, Berry & Sims Enforcement Roundup, where we bring notable enforcement actions, policy changes, interesting news articles, and a bit of…
Consumer Financial Services Law Monitor
Navigating the SEC’s Whistleblower Enforcement Wave: A Guide for Financial Institutions
By Chris Willis, Sheri Adler, Mary Weeks
In this episode of The Consumer Finance Podcast, Chris Willis is joined by Partners Sheri Adler and Mary Weeks to discuss the recent uptick in SEC enforcement activity related to…
Global Financial Regulatory Blog
Bank of England Unveils Changes to the PRA’s Approach to Enforcement
Recent changes to the PRA’s approach to enforcement show an increased focus on expediting the investigative process and incentivising early admissions. By Andrea Monks, Rob Moulton, and Anna James On…
China Law Insight
对内地和香港相互认可与执行民商事判决中唯一管辖权的最新实践
By King & Wood
作者：戴月 滕海迪 宋君 近日，最高人民法院在《某信托公司与某能源化工集团合同纠纷民事裁定书》（2021最高法民再277号）（“277号民事裁定书”）中认定，当事人在《保证协议》中约定的管辖条款不构成不对称管辖条款，香港特别行政区法院对案涉纠纷享有排他管辖权。该案件对于理解现行有效的《内地判决（交互强制执行）条例》和《关于内地与香港特别行政区法院相互认可和执行当事人协议管辖的民商事案件判决的安排》（“《2008年安排》”）中规定的“唯一管辖权协议”具有借鉴意义。我们结合从事跨境争议解决的实践经验，就内地和香港相互认可与执行民商事判决的法律法规和司法实践进行了研究，并提出我们的理解和建议。 阅读更多
Privacy World
Potential CCPA Fines “Significant”, California AG’s Office “Plotting” and Other Takeaways From Privacy Regulators during Privacy Summit in Los Angeles
By Kyle Fath, Alan Friel, Niloufar Massachi, Gicel Tomimbang
Hundreds of lawyers and several privacy regulators from California, Washington State, Oregon, Colorado, Connecticut, and the Federal Trade Commission gathered in Los Angeles last week for the second annual California…
Whistleblower Law Collaborative Blog and News
Record-Breaking Year for SEC Whistleblower Program in 2023
The Securities and Exchange Commission (SEC) reported a record-breaking year for the SEC Whistleblower Program in 2023. In addition, fiscal year 2023 saw a significant uptick in SEC enforcement actions. …
Class Action Defense Blog
Third Circuit Breathes New Life Into EEOC Enforcement Lawsuit
By Gerald L. Maatman, Jr., Elisabeth Bassani, and Danielle Dwyer Duane Morris Takeaways: On February 1, 2024, in EEOC v. Center One, LLC, Nos. 22-2943 & 22-2944 (3d Cir. Feb.…
Consumer Finance Monitor
CFPB recaps 2023 enforcement activity and highlights plans to expand enforcement capacity in 2024
By Thomas Burke, Michael Gordon
In a blog post published earlier this week titled “The CFPB’s enforcement work in 2023 and what lies ahead,” the CFPB discussed its 2023 enforcement activity and highlighted its plans…
FCPA Professor
SEC Commissioner Peirce Unleashes On The SEC’s Neither Admit Nor Deny Settlement Policy
By Mike Koehler
Numerous prior posts (see here for the subject matter tag) have focused on the SEC’s neither admit nor deny settlement policy (the so-called “Gag Rule”). In the FCPA’s modern era, nearly all…