Topic
Enforcement
988 published works
Gov Con Employment Exchange
OFCCP to Host Briefing on Updated Pre-enforcement Notice (PDN) Rule
As previously reported, on August 4, 2023, OFCCP published a final rule titled “Pre-enforcement Notice and Conciliation Procedures” commonly referred to as the Pre-Determination (PDN) rule. The final rule will…
The D&O Diary
Guest Post: Sup. Ct. to Rule When Feds Must Provide Enforcement Action Jury Trial
Greg Markel Gershon Akerman As I noted in a prior post (here), in June, the U.S. Supreme Court agreed to take up a case to consider the legality of the…
Administrative and Regulatory
New briefing note: Handling regulatory interventions – considerations for responders
By Katie Stephen (UK), Rebecca Dulieu
Two years ago the Financial Conduct Authority (FCA) committed to being a more “innovative, assertive and adaptive regulator” and its focus on quicker and assertive supervisory action, alongside tougher enforcement,…
The Securities Law Blog
Fund Administrator Charged For Missing Red Flags
The Securities and Exchange Commission today announced settled charges against Theorem Fund Services LLC (TFS), a fund administrator based in Boca Raton, Florida, for failing to respond to red flags…
In The Weeds
Minnesota Enforcement – Delete your Word Comments
MPR News published an engaging article on recent enforcement from the Minnesota Pharmacy Board on the sale of hemp edibles with a cautionary reminder for attorneys to delete your Microsoft…
The CLS Blue Sky Blog
FINRA Faces Uphill Battle in Case Challenging Its Enforcement Authority
By James Fallows Tierney, Benjamin P. Edwards
FINRA, the self-regulatory organization (SRO) responsible for overseeing broker-dealers in securities markets, now faces constitutional scrutiny about its structure, enforcement proceedings, and sanctions. In July, Judge Justin R. Walker of…
FCPA Professor
Why Has The DOJ Stopped Civil Enforcement Of The FCPA?
By Mike Koehler
You’ve no doubt heard the line before: the DOJ is in charge of criminal enforcement of the Foreign Corrupt Practices Act and the SEC is in charge of civil enforcement…
RopesDataPhiles
Enforcement of CPRA Regulations Delayed, but CPRA Compliance Still a Priority
By May Yang
Just before the July 4th holiday, the California Superior Court in Sacramento gave businesses struggling to comply with the California Privacy Rights Act (“CPRA”) a small gift by delaying enforcement…
Healthcare Law Blog
HHS OIG Publishes Eagerly-Anticipated Federal Information Blocking Enforcement Final Rule
By Kendall Kohlmeyer, CJ Rundell, Daniel Shemano
Industry stakeholders have been eagerly waiting for the U.S. Department of Health and Human Services (HHS) Office of Inspector General (OIG) and the Secretary of HHS to provide more clarity…
The Data Advisor
Sacramento Superior Court Delays Enforcement of CPRA Implementing Regulations
By Edward Holman, Stacy Okoro, Tracy Shapiro
In a shocking turn of events, a Superior Court for the County of Sacramento issued a ruling on June 30, 2023, enjoining the enforcement of the California Privacy Protection Agency’s…