Topic
Enforcement
988 published works
SEC Actions
BlackRock Sanctioned for Inaccurate Statements
The Commission periodically files enforcement actions centered on statements which are false or inaccurate. In many instances the false statements are the predicate for selling securities. In those cases, the…
The CLS Blue Sky Blog
Skadden Discusses New CFTC Enforcement Advisory on Penalties, Monitors, and Admissions
By David MeisterChad E. Silvermanand Peter A. Varlan
On October 17, 2023, the Division of Enforcement (the Division) of the Commodity Futures Trading Commission (CFTC or the Commission) issued an advisory to Division staff providing guidance on what…
The D&O Diary
Private Companies and SEC Enforcement Actions
The reach and scope of the federal securities laws is a concern most obviously relevant to publicly traded companies. However, as I have emphasized previously, private companies are not immune…
Consumer Finance Monitor
CFPB planning significant staff increases; number of full-time enforcement attorneys to increase by 50%
American Banker recently reported that the CFPB is planning to substantially increase the size of its staff, particularly its Enforcement Division staff. The American Banker article was based on an…
Canna Law Blog
California Gives Up on the Illegal Cannabis Market: An Update
At the beginning of the summer, I wrote a post entitled “California Gives Up on the Illegal Cannabis Market” in which I went into detail about the state’s failure to…
The CLS Blue Sky Blog
Davis Polk Discusses Recent SEC and CFTC Enforcement Actions
By Greg D. Andres, Robert A. Cohen, Martine M. Beamon, Stefani Johnson Myrick, Fuad Rana
In July and August 2023, the SEC filed 84 actions and the CFTC filed 16, against a combined total of 176 defendants and respondents. (These figures exclude follow-on actions, bars…
Consumer Financial Services Law Monitor
Current Landscape of Cryptocurrency Regulation and Enforcement
By Ethan G. Ostroff, Chris Willis, Trey Smith
In this episode of The Crypto Exchange, our host Ethan Ostroff joins his colleagues Chris Willis and Trey Smith to discuss the current landscape of cryptocurrency regulation and enforcement. Our team offers…
Food Safety News
USDA Enforcement Report for the 3rd quarter is in
By Dan Flynn
The Quarterly Enforcement Report for April 1, 2023, to June 30, 2023, shows carcass inspections for livestock fell to 39,410 570. It was the first time in Fiscal Year 2023…
Class Action Defense Blog
Key Takeaways From The EEOC’s Strategic Plan For Fiscal Years 2022-2026
By Gerald L. Maatman, Jr., Alex W. Karasik, and George J. Schaller Duane Morris Takeaways: On August 22, 2023, the EEOC announced the approval its Strategic Plan (“SP”) for Fiscal Years…
Employment & Labor
EEOC Adopts 2022-2026 Strategic Plan With an Emphasis on Large-Scale Litigation, Improving Internal EEOC Processes
By: Christopher DeGroff, James Nasiri, and Rachel See Seyfarth Synopsis: On August 22, 2023, the Equal Employment Opportunity Commission officially adopted its new Strategic Plan for Fiscal Years 2022-2026. The Strategic…