Topic
Enforcement
988 published works
Bright Law Blog
ASIC enforcement and regulatory update July to September 2022
ASIC has released a report outlining enforcement actions in line with its priorities taken during the July to September quarter (REP 753). During the quarter, in Australian Securities and Investments…
Comm Law Center
FCC Enforcement Monitor December 2022
By Scott R. Flick, Elizabeth Craig, Adam J. Sandler
By Scott R. Flick, Elizabeth Craig and Adam J. Sandler Pillsbury’s communications lawyers have published FCC Enforcement Monitor monthly since 1999 to inform our clients of notable FCC enforcement actions…
The Securities Law Blog
Antonia Apps Named Director of New York Regional Office
The Securities and Exchange Commission today announced that former federal prosecutor Antonia M. Apps will become Regional Director of the New York Regional Office next month. Thomas Smith and Maurya…
FCPA Professor
Do Some FCPA Commentators Just Make Sh*t Up And Hope Nobody Notices?
By Mike Koehler
Do some FCPA commentators just make sh*t up and hope nobody notices? This Forbes article by Robert Anello is titled “FCPA Cops Back On The Beat: DOJ Touts Reenergized Enforcement…
GovCon & Trade
International Trade Enforcement Roundup – November 2022
You are reading Bass, Berry & Sims’ new enforcement roundup, where we bring notable enforcement actions, policy changes, interesting news articles, and a bit of our insight to your inbox…
Cleary Enforcement Watch
U.S. SEC Enforcement 2022 Year in Review
By Matthew C. Solomon, Robin M. Bergen, Tom Bednar, Alex Janghorbani, Meghan A. Leibold, Nora J. Vallerini
The U.S. Securities and Exchange Commission recently announced the Division of Enforcement’s results for fiscal year 2022, the first full year for the Division under the leadership of both Chair…
CrimProf Blog
Rubinstein on Remedial Vagueness and Selective Prosecution and Enforcement
Guy Rubinstein has posted Selective Prosecution, Selective Enforcement, and Remedial Vagueness (2022 Wis. L. Rev. 825) on SSRN. Here is the abstract:The Supreme Court has explicitly decided not to specify the…
Proskauer Whistleblower Defense
SEC Announces $20 Million Award to Whistleblower
On November 28, 2022, the SEC announced an award of $20 million to a whistleblower who provided new and critical information that contributed to a successful enforcement action. (The order…
The CLS Blue Sky Blog
SEC Enforcement Chief Speaks on Penalties, Investigations, and Compliance
Throughout my first year as Director, I have spoken[1] often about the public’s declining trust in our institutions and financial markets.[2] I have observed that, while there is no single…
Capital Markets
Lessons From SEC Enforcement Actions Involving Corporate Lawyers
The Securities and Exchange Commission (“SEC”) has recently brought several enforcement actions that directly or indirectly involved lawyers. These actions provide reminders to lawyers of their professional responsibility in representing…