Topic
Enforcement
988 published works
Food Safety News
FSIS and the era of enforcement
Editor's note: This is part three of a four-part series. Ten years after issuing the Pathogen Reduction; Hazard Analysis and Critical Control Point (PR/HACCP) Systems: Final Rule, The USDA's Food…
White Collar Briefly
Play it again, SEC: Two Familiar Refrains from the FY 2022 Enforcement Results
By Angie Jones, Zachary Chalett
Just this week, the Securities and Exchange Commission announced its enforcement results from fiscal year 2022. The Commission recovered a record $6.4 billion in penalties and disgorgement from companies and…
SEC Actions
SEC Enforcement Statistics FY 2022
The Commission filed its annual tabulation of Enforcement statistics in a Release dated November 15, 2022 (here). The array of statistic compiled in FY 2022 provides insight into the work…
The CLS Blue Sky Blog
SEC Announces Enforcement Results for FY 2022
By Securities, Exchange Commission
The Securities and Exchange Commission today [November 15] announced that it filed 760 total enforcement actions in fiscal year 2022, a 9 percent increase over the prior year. These included…
The Securities Law Blog
SEC Announces Enforcement Results for FY22
The Securities and Exchange Commission today announced that it filed 760 total enforcement actions in fiscal year 2022, a 9 percent increase over the prior year. These included 462 new,…
Consumer Finance Monitor
Supreme Court hears arguments over jurisdiction for constitutional challenges to FTC’s enforcement authority
The Supreme Court heard arguments yesterday in Axon Enterprise v. Federal Trade Commission (No. 21-86), as to whether federal courts can hear a challenge to the FTC’s constitutionality by a…
Consumer Financial Services Law Monitor
Texas Federal Court Issues Stay Pending Fifth Circuit Mandate
By Stefanie Jackman, Chris Willis
On October 31, a Texas federal court ordered a stay in a Consumer Financial Protection Bureau (CFPB) enforcement action, pending the issuance of the Fifth Circuit mandate in Community Financial…
The CLS Blue Sky Blog
SEC Chair Gensler Speaks on Enforcement
By Gary Gensler
My thanks to the Practising Law Institute and the 54th Annual Institute on Securities Regulation. As is customary, I’d like to note that my views are my own, and I…
Hunton Employment & Labor Perspectives
DOL Updates OSHA’s Severe Violator Enforcement Program
By Susan F. Wiltsie, Crawford C. LeBouef
On September 15, 2022, the United States Department of Labor (“DOL”) announced an update to the Occupational Health and Safety Administration’s (“OSHA”) Severe Violator Enforcement Program (“SVEP”).
FCPA Professor
The Gap In SEC Individual FCPA Enforcement Actions Now Exceeds Two Years
By Mike Koehler
One reason to take FCPA enforcement agency rhetoric with a grain of salt is because it is warranted. For instance, the FCPA enforcement agencies often talk about the importance of…