Topic
Enforcement
988 published works
Manufacturing Industry Advisor
The CPSC Promises Higher Civil Penalties and More Aggressive Enforcement
By Erik K. Swanholt, Kristin McGaver Sikora
Thank you to summer associate Marcella Michalek for contributing to this article. The consumer product industry can expect more aggressive enforcement from the Consumer Product Safety Commission (CPSC), including higher…
SEC Actions
Trends in SEC Enforcement: 2Q22 Statistics and Beyond, Part II
This is the second part of a four part series tracing and analyzing trends in Commission enforcement actions filed during the second quarter of 2022. Part I, published on Tuesday,…
Global Regulation Tomorrow
US SEC prevented from expanding fraudulent scheme liability
By Kevin J. Harnisch (US), Sandeep Savla (US), Seth M. Kruglak, Ryan Meltzer (US), Anthony Lauriello
In a decision with significant implications for securities litigation and enforcement, the United States Court of Appeals for the Second Circuit recently rebuffed an attempt by the US Securities and…
FCPA Professor
Is It Too Much To Ask For The DOJ FCPA’s Website To Be (Reasonably) Current And Thus Accurate?
By Mike Koehler
The DOJ has a specific website devoted to the Foreign Corrupt Practices Act. On the page you will find a purported chronological list and alphabetical list of Enforcement Actions. With…
FCPA Professor
Time Spent On The DOJ’s FCPA Website
By Mike Koehler
I recently spent some time on the DOJ’s FCPA Website and looked at all “Enforcement Actions” involving individuals from 2018 to the present. Many of the separately listed “Enforcement Actions” involve…
Consumer Finance Monitor
FDIC updates enforcement manual for cease-and-desist actions
On July 25, 2022, the FDIC issued Financial Institution Letter (FIL)-34-2022 announcing updates to Chapters 1 and 4 of its Formal and Informal Enforcement Actions Manual (Manual). The Manual includes…
Global Regulatory Enforcement Law Blog
Mental Health Parity is Garnering Attention From State AGs – Is A Multistate Enforcement Effort On the Horizon?
By Divonne Smoyer, Martin Bishop, Nicole Aiken-Shaban, Samantha Sedivy
Congress passed the Mental Health Parity and Addiction Equity Act (MHPAEA), which amended the Mental Health Parity Act of 2016 to fill in loopholes impacting the coverage of mental health…
California Corporate & Securities Law Blog
If Conduct Is Not Continuing, Can It Be Discontinued?
The Commissioner of the Department of Financial Protection & Innovation is vested with broad statutory authority to issue orders directing the discontinuance of violations or that a person "desist and…
FCPA Professor
The Gap In SEC Individual FCPA Enforcement Actions Is Approaching Two Years
By Mike Koehler
One reason to take FCPA enforcement agency rhetoric with a grain of salt is because it is warranted. For instance, the FCPA enforcement agencies often talk about the importance of…
China Law Insight
执必有方：《民事强制执行法（草案）》法律动向解读
By King & Wood
作者：马捷 (Jay Ma) 宋滕昊 2022年6月21日，《中华人民共和国民事强制执行法（草案）》（下称“《强执法草案》”或“草案”）提请十三届全国人大常委会第三十五次会议初次审议。这一消息一经公开，便“刷爆”了法律人的朋友圈，也引得了社会各界的广泛关注。 自2019年8月22日，最高人民法院在北京举行新闻发布会表示《民事强制执行法》已正式被列入立法计划以来，本部法律草案的起草过程已有近三年之久，这一过程充分展现出最高人民法院对该部法律的慎重态度。 阅读更多