Topic
Enforcement
988 published works
Regulatory Oversight
An Introduction to the Regulatory Oversight Podcast
By Ashley L. Taylor, Jr., Stephen C. Piepgrass
Troutman Pepper's Regulatory Oversight podcast analyzes the underlying trends that drive enforcement activity and provides expert perspectives on key focus areas. Featuring insights from members of the firm's Regulatory Practice…
Consumer Protection Review
FTC Enforcement Hot Topics
Jason Howell and Amanda Beane talk with Janis Kestenbaum, partner at Perkins Coie and former Federal Trade Commission (FTC) attorney, about the makeup and direction of the FTC as it…
Employment & Labor
EEOC Update: The Commission Releases Its FY 2023 Budget Justification And FY 2021 Performance Report
By Gerald L. Maatman, Jr., Christopher J. DeGroff, Alex W. Karasik, and Sarah K. Bauman Seyfarth Synopsis: On March 28, 2022, the EEOC released its fiscal year 2023 budget justification…
The CLS Blue Sky Blog
The SEC’s September Enforcement Spike
By Dain C. Donelson, Matthew Kubic, Sara Toynbee
The Securities and Exchange Commission (SEC) periodically reports on its performance to the public and Congress, emphasizing metrics such as the number of enforcement actions (“cases”) filed (see, e.g., SEC,…
Consumer Finance Monitor
NY federal district court rules ratification of CFPB enforcement action against RD Legal was unnecessary and allows lawsuit to proceed
In the latest development in the CFPB’s long-running lawsuit against RD Legal Funding, a New York federal district court judge denied RD Legal’s motion to dismiss and held that because…
SEC Actions
Adviser, Founder Sanctioned for Conflicts, Misdescribed Fees
Investment advisers have long been one of the key targets of SEC enforcement. The number of cases brought each year naming advisers and/or their firms as either a defendant or…
White Collar Law & Investigations
False Claims Act Enforcement in 2022: What To Expect In The Year Ahead
By Neil Austin
This is the seventh post in this year’s series examining important trends in white collar law and investigations. Our previous post discussed SEC Enforcement in 2022: A Look Ahead. Up next: ESG…
The Malaysian Lawyer
Webinar on Practicalities of Enforcement of Crypto-Assets
By Lee Shih
On Tuesday 12 April 2022, from 2.30pm to 4pm, I will be speaking on a panel discussion organised by the Law Society of Singapore. We will cover the Practicalities…
Consumer Financial Services Review
CFPB Issues Revised Administrative Litigation Procedures, Signaling Possible Increase in In-House Adjudications
By Ori Lev, Stephanie C. Robinson, Christopher B. Leach
The upshot, for busy people: The Consumer Financial Protection Bureau (CFPB) can sue companies in federal court or in its in-house administrative proceedings. Although the CFPB regularly announces settlements styled…
Food Safety News
FSIS reports first enforcement numbers for federal fiscal year 2022
By Dan Flynn
The USDA's Food Safety and Inspection Service's Quarterly Enforcement Reports always begin the same way. They wrap up the thousands of inspection procedures performed by FSIS staff at federally inspected…