Topic
Enforcement
985 published works
New Media and Technology Law Blog
FTC’s Shutterstock Settlement Signals Continued Scrutiny of Auto-Renewal Practices
By Wai Choy, Adela Zhou
Key Points: □ The Federal Trade Commission (FTC) negotiated a stipulated settlement with Shutterstock in connection with its subscription billing and cancellation practices in connection with its stock content services.…
Global Regulation Tomorrow
FCA closes investigation into Drax Group plc: what it tells us about the FCA’s new enforcement transparency regime and lessons for firms
By Katie Stephen (UK), Rebecca Dulieu
Last month the Financial Conduct Authority (FCA) announced that it had closed its investigation into Drax Group plc (Drax), having found no evidence that justified any further action. The closure…
Global Regulation Tomorrow
New Notice in a Nutshell briefing: FCA proposes to fine individual £99,600 for failure to disclose overseas investigation, sanction and enforcement action
By Katie Stephen (UK), Rebecca Dulieu
Last month the Financial Conduct Authority (FCA) published a Decision Notice that has been issued to Carlos Ricardo Fuenmayor, the CEO and sole controller of BancTrust Investment Bank Limited (BancTrust), imposing a…
Tucker Arensberg Blog
EEOC Sets New Enforcement Priorities: Why Employers Should Take Note
Jeremy Farrell, Esq., jfarrell@tuckerlaw.com, (412) 594-3938 Earlier last month, the Equal Employment Opportunity Commission (“EEOC”) issued its new National Enforcement Plan (“NEP”). The NEP is a helpful document, as it essentially…
Government Enforcement, Compliance & Investigations Report
CFTC Ends Its “No-Deny” Settlement Policy: What It Means for Enforcement
By Jeff Le Riche, Kip Randall, Sydney Sznajder
Earlier this month, the Commodity Futures Trading Commission (CFTC or Commission) eliminated its rule barring settlement with defendants who continued to deny the allegations against them. The move follows the…
Global Regulation Tomorrow
BoE speech – A sea change in regulatory investigations and enforcement
By Katie Stephen (UK), Catherine Pluck (UK)
On 25 June 2026, the Bank of England (BoE) published a speech delivered by David Chaplin, Head of Enforcement and Litigation, regarding a change in approach in Prudential Regulation Authority…
Consumer Finance Monitor
New Jersey Attorney General Issues Sweeping Enforcement Statement Targeting “Junk Fees”
By Alan S. Kaplinsky, Adam Maarec
The New Jersey Attorney General and Division of Consumer Affairs recently issued a comprehensive Enforcement Statement signaling an aggressive enforcement posture toward so-called “junk fees” under the New Jersey Consumer…
FCPA Professor
A Collection Of Peirce’s Greatest Hits
By Mike Koehler
This site has been a big fan of SEC Commissioner Hester Peirce. Peirce is soon to leave her position and this prior post titled “Peirce Out” highlighted a speech by the…
FCPA Professor
“Peirce Out”
By Mike Koehler
This site has been a big fan of SEC Commissioner Hester Peirce. She is soon to leave her position and a future post will highlight some of her “greatest hits”…
Up & Atom
NRC Annual Enforcement Report Shows Slight Decline in Escalated Enforcement Actions
By Morgan Lewis
The NRC’s Office of Enforcement (OE) recently published its 2025 Enforcement Program Annual Report. During 2025, the NRC issued 71 escalated enforcement actions to licensees, nonlicensees, and individuals, which is…