Topic
Enforcement
987 published works
Antitrust & Competition Blog
New Cooperation Agreement Between the DOJ Antitrust Division and SEC
By Patrick Linehan, Rachel Peck
On June 22, 2020 the Department of Justice Antitrust Division (Antitrust Division) and the Securities and Exchange Commission (SEC) announced that they had signed an interagency Memorandum of Understanding (MOU)…
China Law Insight
执行干货I专题三：实战突围之股东知情权执行
By King & Wood
执行是实现生效裁判文书债权的“最后关键一环”，是维护当事人合法权益的“最后一公里”。囿于执行领域纷繁复杂的法律规定以及各地司法实践的尺度不一，执行往往成为争议解决的重点及难点。我们长期专注于执行领域，代理了大量金融资管公司、上市公司的公证债权文书、诉讼/仲裁的执行案件。为此，基于执行实务经验，我们着眼于当前执行领域的热点难点问题，推出执行干货系列专题文章，敬请关注。
Privacy Compliance & Data Security
European Data Privacy Regulators Promise to Enforce Data Privacy Despite Pandemic
By Odia Kagan
The COVID-19 pandemic has upended global business, but European regulators say it won't stop them from promoting privacy and data protection, according to the International Association of Privacy Professionals. "What's…
Investigations and Enforcement Blog
US Export Controls and Economic Sanctions Investigations: The Perils of Parallel Proceedings (Part 1 of 5)
By Wendy Wysong, Ali Burney, Hena Schommer
Facing an enforcement action arising from potential violations of US export controls and economic sanctions may mean a battle on two, if not three or four, fronts. Multiple agencies within…
The D&O Diary
SEC Accounting and Auditing Enforcement Actions Down Slightly in 2019
According to a new report from Cornerstone Research, the number of accounting and auditing enforcement actions the SEC initiated in 2019 was down slightly from the number initiated in 2018,…
Cov Financial Services
CFTC’s Civil Monetary Penalty Guidance: A Perspective from a Former CFTC Regulator
By Covington Financial Services
On May 20th the U.S. Commodities Futures Trading Commission (the "CFTC") Division of Enforcement (the “Division”) announced new guidance for Division staff to consider when recommending civil monetary penalties in…
Data Counsel
CCPA Final Regulations Published in Advance of July 1 Enforcement Date
By Alan L. Friel, Jeewon Serrato
On June 1, 2020, the Office of the California Attorney General (OAG) submitted the final proposed regulations (final regs) under the California Consumer Privacy Act (CCPA or the Title) to…
White Collar Briefly
CFTC Enforcement Publishes Guidance on Civil Monetary Penalty Determinations
The CFTC Division of Enforcement (Division) of the U.S. Commodity Futures Trading Commission (CFTC) issued new guidance (Guidance) on May 20, 2020, that reflects the considerations of the Division when recommending…
World of Employment
Be Aware: SHSH Violations Will Be Treated As WISHA Violations
In response to recent developments displaying the difficulties in enforcing Governor Jay Inslee’s “Stay Home Stay Healthy” order (“SHSH”), the state Department of Labor & Industries has acted. Now a…
Environmental Law & Policy Monitor
State Opposition to EPA’s COVID-19 Enforcement Discretion Policy Increases as AGs File Suit
By Randy Brogdon, Todd Fracassi
Authors Mitchell Guc, Associate, Pepper Hamilton Todd Fracassi, Partner, Pepper Hamilton Randy Brogdon, Partner, Troutman Sanders On May 13, nine state attorneys general filed a complaint against the U.S. Environmental…