Topic
Enforcement
987 published works
Cleary Securities, Disclosure, and Governance Watch
New SEC Enforcement Director David Woodcock Outlines Enforcement Priorities, Including Focus on Financial Reporting and Private Funds
By Tom Bednar, Jonathan S. Kolodner, Jennifer Kennedy Park, Breon S. Peace, Matthew C. Solomon, Lisa Vicens, Matthew Yelovich
In his first public remarks, delivered just days into his tenure, SEC Enforcement Division Director David Woodcock announced that he will “provide hands-on leadership” to make sure SEC Enforcement investigators…
The D&O Diary
Guest Post: The SEC Wants Your Officers, Not Just Your Checkbook
Ashwin Ram Historically, companies have resolved SEC enforcement proceedings by agreeing to pay a fine or penalty, with the payment funds drawn from the corporate treasury. More recently, the agency…
FinTalk
Crowell Sponsors Flagship ACI Conference on Economic Sanctions Enforcement and Compliance
Crowell is proud to serve as a sponsor of and speaker at the American Conference Institute (ACI) 20th annual flagship conference on economic sanctions enforcement and compliance over April 29-30,…
ContractsProf Blog
Tuesday Tips: New Scholarship from SSRN, Week of April 20th
Roy Shapira & Shay Lavie Rivalrous Remedies Abstract Legal scholarship typically conceptualizes enforcement as operating directly on wrongdoers: either by enjoining them ex ante or by imposing monetary sanctions on…
Compliance Building
The Performance of the SEC in 2025
The other half of the Securities and Exchange Commission budget request for 2027 is a report on its performance in fiscal year 2025. How did the SEC perform in enforcement…
Global Investment Watch
United States: New Sheriff, New Stats: Reading Between the Lines of the SEC’s Enforcement Report
By: Thoreau A. Bartmann, Meghan E. Flinn, Theodore L. Kornobis, and Neil T. Smith On 7 April 2026, the SEC announced its fiscal year 2025 enforcement results, speaking not only…
Compliance Building
SEC Enforcement Results for FY 2025
This is press release that would not have been written by judge Margaret Ryan if she was still serving as the Director of Enforcement. She only lasted six months with…
The Securities Law Blog
SEC Appoints David Woodcock as Director of the Division of Enforcement
The Securities and Exchange Commission today announced that David Woodcock has been appointed Director of the Division of Enforcement, effective May 4, 2026. Mr. Woodcock is currently a partner in…
EU Law Enforcement
[REPOST] Wat zijn de grootste obstakels in toezicht en handhaving?
By Publisher
Overtredingen van wetten en regels veroorzaken grote maatschappelijke schade: misbruik van zorggeld, schade aan het milieu en uitbuiting van werknemers. Maar de pakkans van ernstige overtredingen is laag. De Algemene…
Comm Law Center
FCC Enforcement Monitor — March 2026
By Scott R. Flick, Elizabeth Craig
By Scott R. Flick and Elizabeth Craig Pillsbury’s communications lawyers have published the FCC Enforcement Monitor monthly since 1999 to inform our clients of notable FCC enforcement actions against FCC…