Topic
Enforcement
987 published works
Securities Law Prof Blog
Chair White on Strengthening Enforcement
On March 24, 2014, Chair Mary Jo White delivered remarks via videoconference to the Annual Forum of the Australian Securities and Investments Commission regarding strengthening enforcement with an emphasis on international…
Securities Compliance Sentinel
Should You Breath Easy Because FINRA Enforcement Actions And Fines Decreased In 2013
By Joshua Horn
The Sutherland Asbill firm recently released its report regarding FINRA enforcement actions. In all, the report reflects that enforcement actions and fines decreased over the past year. So what does…
Technology Law Dispatch
Mexican Data Protection Authority Intends to Increase Investigations and Enforcement for 2014
By Christine Nielsen Czuprynski
"Mexico" "Institute of Access to Information and Data Protection (IFAI)" "Fines" "Enforcement" "Data Protection"
Consumer Finance Monitor
Trade group criticizes CFPB reliance on enforcement and informal guidance
The U.S. Chamber of Commerce's Center for Capital Markets Competitiveness has sent a detailed letter to Director Cordray in which it criticizes the CFPB's approach of "regulation by enforcement settlement combined…
Inside Political Law
Record-Setting Enforcement by California’s Campaign Finance Regulator
California’s Fair Political Practices Commission (FPPC) is more aggressive than ever and is employing new tactics. The FPPC’s recently-released end-of-year report detailing enforcement activities in 2013 highlights some interesting statistics…
Inside Privacy
Dissuading Companies from Violating Data Protection Rules: Senior European Commission Official Calls for ‘Significant’ Fines
Speaking at Berkeley's Online Tracking Workshop today, Françoise Le Bail, Director-General of the European Commission’s DG Justice (the leading department regarding the EU data protection reforms) confirmed the European Commission’s…
All About Advertising Law
Top 10 Considerations In Litigating Against The CFPB
By Randy Miller
If you have not encountered the Consumer Protection Bureau odds are you will as the CFPB has authority over virtually every type of consumer financial transaction. With a lengthy confirmation…
Essential Patent Blog
Patent monetization entity MPHJ sues FTC for threatening enforcement action
By David Long
Yesterday patent monetization entity MPHJ filed a Complaint in W.D. Tex. against the U.S. Federal Trade Commission (FTC) for threatening an enforcement action against MPHJ premised on MPHJ's extensive letter campaign to…
Securities Law Prof Blog
DOJ Enforcement Of The FCPA – Year In Review
Professor Mike Koehler from the FCPA Professor Blog has compiled data regarding Department of Justice enforcement of the Foreign Corrupt Practices Act during 2013. He has previously compiled data about DOJ…
Securities Law Prof Blog
Osnato Named Chief of SEC’s Complex Financial Instruments Unit
The SEC has named Michael Osnato chief of its Enforcement Division’s Complex Financial Instruments Unit. Details here.