Topic
Enforcement
987 published works
Consumer Finance Monitor
Will the CFPB follow the SEC’s policy shift on “neither admit nor deny” settlements?
Last week, the Securities and Exchange Commission announced a policy shift concerning settled enforcement actions. The SEC has indicated that it will more frequently require an admission of wrongdoing from…
Regulatory & Compliance Update
SEC Update: Enforcement Program Taking Shape Under New Leadership
By Harry S. Davis, David K. Momborquette, Jeffrey F. Robertson
U.S. Securities and Exchange Commission Chairman Mary Jo White last week announced an important change to the SEC's policy of permitting parties to settle SEC securities claims without admitting wrongdoing.…
Northwest Condo & HOA Law Blog
What’s the Problem?
I was recently talking with a board member who was experiencing a problem with his Association. After discussing the issue for a few minutes it became clear that he was…
Securities Law Prof Blog
SEC Chair Says Agency Will Require Admissions in Some Settlements
It has been widely reported that SEC Chair White stated that the agency will seek admissions in settlements in certain cases, because "public accountability in particular kinds of cases can…
CommLaw Monitor
Register Today for Kelley Drye’s FCC and USAC Enforcement Actions Webinar
By Kelley Drye
In the past few years, the FCC has been increasingly active in enforcement matters, imposing large fines for violations of consumer protection rules and for non-compliance with various FCC program…
Consumer Finance Monitor
FTC confirms continued commitment to vigorous enforcement in letter to CFPB
In its annual letter to the CFPB on its 2012 administrative and enforcement activities related to Regulations B (ECOA), E (Electronic Fund Transfers), Z (TILA) and M (Consumer Leasing), the…
Securities Law Prof Blog
Sen. Warren Asks Fed, DOJ & SEC for Analysis on Settling without Admission of Guilt
Senator Elizabeth Warren (D-Mass.) posed this question to Ben Bernanke, Eric Holder and Mary Jo White in a May 14 letter: Have you conducted any internal research or analysis on…
Subject to Inquiry
During Testimony on SEC’s Budget, Mary Jo White Comments on “No Admit, No Deny” Policy
By Government Investigations Group
In testimony to the House Appropriations Committee, recently appointed SEC Chairman Mary Jo White stated that she continues to support the SEC’s practice of settling cases without requiring defendants to…
ImmigrationProf Blog
The Fallacy of “Enforcement First”
From the Immigration Policy Center:The Fallacy of “Enforcement First” & Lost in The Shadow of the FenceThe Immigration Policy Center releases two fact sheets, The Fallacy of "Enforcement First" and…
Inside Privacy
FTC’s Current Enforcement Priorities: Infographic
Speaking at a seminar hosted by the International Association of Privacy Professionals, Assistant Director Chris Olsen and Senior Attorney Peder Magee, both of the Federal Trade Commission's Division of Privacy and…