Topic
Exchanges
4 published works
Your IT Consultant
Microsoft Recommends Removing Folder Exclusions for Exchange
By John Simek
If you are still running an on-premise version of Microsoft Exchange, administrators are aware that anti-virus vendors give instructions on which folders to exclude from being scanned by the A/V…
FinTech Update
BATS BZX Exchange’s Proposal Disapproved by the SEC
On March 10, 2017, the U.S. Securities Exchange Commission (“SEC“) issued an order disapproving BATS BZX Exchange’s proposal to list and trade shares of the Winklevoss Bitcoin Trust. The proposal,…
IM Insights
SEC Proposes Rules to Direct Exchanges to Require Compensation Recovery Policies
By David M. Lynn, Rose A. Zukin
Nearly five years after the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”) was enacted in July 2010, the SEC approved proposed rules required under Section 954 of…
Health Care and Life Sciences
Client Alert: Federally Facilitated Exchanges Are Almost Ready
Our colleagues at Epstein Becker Green have issued a client alert: "Federally Facilitated Exchanges Are Almost Ready," by Linda V. Tiano. Following is an excerpt: On March 1, 2013, the…