Topic
Financial Fraud
372 published works
Money Laundering Watch
FinCen Renews its Focus on Minnesota
On August 11, 2026, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) renewed its Geographic Targeting Order (“GTO”) Imposing Recordkeeping and Reporting Requirements on Certain Financial Institutions…
FCPA Professor
China Headquartered Company Resolves Books And Records And Internal Controls Matter
By Mike Koehler
The Foreign Corrupt Practices Act has always been a law much broader than its name suggests. Sure, the FCPA contains anti-bribery provisions which concern foreign bribery. Sure, the FCPA’s books…
Consumer Financial Services Law Monitor
Troutman Pepper Locke Weekly Consumer Financial Services Newsletter – September 9, 2026
Our Newsletter Is Moving to LinkedIn To keep receiving your weekly insights, all you need to do is subscribe to our new Consumer Financial Services Weekly Newsletter — it's quick…
Zalma on Insurance
Sentence Set by Extent of Crime
By Barry Zalma
Crime Requires 121-151 Months of Imprisonment Post 5486 Mr. Baiyewu Is Liable For The Loss Resulting From Acts Directly Attributable To Him And For The Loss Resulting From The Reasonably…
GAVC Law
X v OKX Europe and Aux Cayes Fintech. Rotterdam court distinguishes CJEU Universal Music in the case of an individual, with a view to guaranteeing access to justice.
If you do use the blog for research or database purposes, let alone for practice purposes, citation would be appreciated, to the blog as a whole and /or to specific…
India Legal
CBI Registers FIR against Subhash Chandra, others over alleged ₹1,322 crore LIC housing finance fraud
The Central Bureau of Investigation (CBI) has registered a case against Essel Group chairman Subhash Chandra and three others in connection with an alleged financial fraud involving approximately ₹1,322 crore…
Financial Services Perspectives
SAR Confidentiality and Customer Communication: What the Joint Agency Statement Means for Your Institution
On September 2, 2026, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Office of the Comptroller…
Legal Bites
Bridging Litigation, Academia, and Innovation: Insights from Prof. (Dr.) Monica Yadav
By LB Desk
Prof. (Dr.) Monica Yadav is an accomplished academician, legal professional, and researcher with expertise in Corporate and Business Laws, White-Collar Crime, Taxation Laws, Property Law, and Corporate Governance. She holds…
China Law Insight
持续高压、严惩重罚：上市公司财务造假刑事责任风险概要
By King & Wood
作者：杨思源 王琦 近年来，我国持续加强对于财务造假引发的证券市场违法犯罪的查处力度。2021年3月，《刑法修正案（十一）》施行，大幅提高欺诈发行证券罪和违规披露、不披露重要信息罪等证券犯罪的最高法定刑。2024年7月，国务院办公厅转发中国证监会等六部门《关于进一步做好资本市场财务造假综合惩防工作的意见》，强调强化标本兼治，持续保持高压态势。此后，证监会先后组织了两轮打击和防范上市公司财务造假专项行动，重点针对空转走单虚假贸易、滥用总额法夸大营收、调节收入确认时点粉饰业绩等突出问题，累计查办各类财务造假案件线索263起，已正式作出行政处罚决定107起，罚没款合计33亿余元。 阅读更多
Slaw
Canada’s Proposed Financial Crimes Agency: It’s About Time!
By Kerri Salata
I have a vivid memory of being told I was callous for suggesting that an individual who was drafting a Statement of Claim to recover lost funds should instead report…