Topic
Financial Reporting
768 published works
Global Regulation Tomorrow
ASIC turns its financial reporting and audit spotlight on managed investment schemes
On 29 October 2026, the Australian Securities and Investments Commission (ASIC) published Report 842 ASIC's oversight of financial reporting and audit 2025–26 (REP 842). It follows ASIC's separate report on…
Bright Law Blog
Internal Dispute Resolution data reporting
ASIC has announced that it proposes to extend its “Internal Dispute Resolution data reporting instrument” which specifies the internal dispute resolution (IDR) information that financial firms must report to ASIC,…
Jus Corpus Law Journal Blogs
JOB OPPORTUNITY AT A MANUFACTURING COMPANY, NAGPUR
By JusCorpus
ABOUT THE COMPANYInformation regarding the company’s name and background was not provided in the original notification.ABOUT THE OPPORTUNITYA manufacturing company based in Nagpur is inviting applications for the position of…
FCPA Professor
Latch Resolves Books And Records And Internal Controls Matter
By Mike Koehler
The Foreign Corrupt Practices Act has always been a law much broader than its name suggests. Sure, the FCPA contains anti-bribery provisions which concern foreign bribery. Sure, the FCPA’s books…
Ohio Employer Law Blog
Man City's 35 counts, and why the cover-up is always worse than the crime
There are 35 things your workplace does not want to have in common with the Premier League's investigation of Manchester City. That's how many of the 115 Premier League charges…
Global Regulation Tomorrow
ESMA’s contribution to simplification and burden reduction
By Simon Lovegrove (UK), Floortje Nagelkerke (NL)
On 28 September 2026, the European Securities and Markets Authority (ESMA) issued a report regarding its contribution to simplification and burden reduction. The key message in the report is that…
Compliance Building
When Compliance Says “Do It”, But the Firm Doesn’t
Pay $500,000. Get Censured. Independent Financial Group was a dually registered broker-dealer and investment adviser. It had investment discretion over at least $100 million in reportable securities under Rule 13f…
The CLS Blue Sky Blog
Are the Big Four Auditors’ PCAOB Inspection Results Too Good to Be True?
By Renholding
On August 13, 2026, the Public Company Accounting Oversight Board issued its latest inspection reports for the six largest public audit firms: BDO USA, P.C., Deloitte & Touche LLP, Ernst…
Global Regulation Tomorrow
New Notice in a Nutshell briefing: PRA fines HDI Global SE £4,165,000 for inaccurate PRA and FCA reporting
By Katie Stephen (UK), Rebecca Dulieu
On 16 July 2026, the PRA published a Final Notice imposing a £4,165,000 penalty on HDI Global SE (HDI Global or the Firm) for materially inaccurate reporting of regulatory data…
Global Financial Regulatory Insights
SEC and CFTC Further Extend Compliance Date for 2024 Form PF Amendments
By Robert Sutton, Nathan Schuur, Caroline Spillane
On August 31, 2026, the Securities and Exchange Commission (the “SEC”) and the Commodity Futures Trading Commission (the “CFTC”) announced a further extension of the compliance date for the Form…