Topic
Financial Services
674 published works
Global Regulation Tomorrow
The Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2026
On 2 November 2026, the Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2026 were made. The Regulations come into force on 16 December 2026 and extend by 12 months the…
Global Regulation Tomorrow
BoE and FCA publish joint report on AI in UK financial services
By Simon Lovegrove (UK), Charlotte Carnegie
On 26 October 2026, the Bank of England (BoE) and Financial Conduct Authority (FCA) jointly published a report on artificial intelligence (AI) in UK finance services (the Report). Background The…
Global Regulation Tomorrow
Accountability reset: what the FCA and PRA’s SM&CR Phase 2 proposals mean for firms
By Jonathan Herbst (UK), Matthew Gregory (UK), Hannah Meakin (UK), Katie Stephen (UK), Simon Lovegrove (UK)
Introduction On 22 October 2026, the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) published consultation papers[1] setting out their long-awaited Phase 2 proposals for reforming the Senior…
Global Regulation Tomorrow
FCA Good and Poor Practice – AI in financial services: good practice and areas for improvement
By Simon Lovegrove (UK), Matthew Gregory (UK)
On 19 October 2026, the Financial Conduct Authority (FCA) published a new webpage setting out good practice and areas for improvement in artificial intelligence (AI) in financial services. Examples The…
Consumer Financial Services Law Monitor
Colorado Releases Interim Draft Rules for Automated Decision-Making Technology and Chatbot Safety: What Changed and How it Affects Financial Services Institutions
By Kim Phan, Chris Willis
On October 6, the Colorado Department of Law (DOL) released an interim draft of its proposed rules implementing the Automated Decision-Making Technology in Consequential Decisions Act (ADMT Act) and the…
Global Regulation Tomorrow
FCA publishes good and poor practice for CFD firms
By Simon Lovegrove (UK), Charlotte Carnegie
On 15 October 2026, the Financial Conduct Authority (FCA) published a new webpage setting out good practices and areas where contracts for difference (CFD) firms could do more to meet…
Warner Norcross + Judd LLP
U.S. Department of the Treasury Proposes to Eliminate Race- and Ethnicity-Based Target Markets, Make Other Potential Changes to CDFI Certification Requirements
On September 30, 2026, the U.S. Department of the Treasury’s CDFI Fund published a Notice of Information Collection and request for public comment regarding proposed changes to the requirements for…
Global Financial Regulatory Insights
FinReg Monthly Update
By John Verwey, Andrew Wingfield, Richard Bull, Oliver R. Howley, Anna Maleva-Otto, Jonathon Egerton-Peters, Nathan Schuur, Robert Sutton, Mary Wilks, Edward Lister, Rachel Lowe, Sasha Burger, Adam Frost, Sulaiman Malik, Michael Singh, Caroline Spillane, Tazia Statucki
Welcome to the FinReg Monthly Update, a regular bulletin highlighting the latest developments in UK, EU and US financial services regulation. Key Developments in September 2026: United Kingdom General Financial…
Thomson Reuters Law Blog
Can your financial institution demonstrate confidence in its decisions?
Highlights Banks and insurers must show regulators, examiners, auditors, and boards what each high-stakes decision was based on. Professionals want AI that safeguards confidential data, grounds outputs in authoritative content,…
Thomson Reuters Law Blog
The ripple effect: Why one customer event rarely stays in one department across financial services and insurance
Highlights A single customer event, such as a sanctions alert, cascades across compliance, legal, tax, risk, payments, and claims teams. Each function asks different questions about the same customer, contract,…