Topic
Financial Services
679 published works
Thomson Reuters Law Blog
The ripple effect: Why one customer event rarely stays in one department across financial services and insurance
Highlights A single customer event, such as a sanctions alert, cascades across compliance, legal, tax, risk, payments, and claims teams. Each function asks different questions about the same customer, contract,…
Global Regulation Tomorrow
ASIC updates relief for managed discretionary account service providers
On 30 September 2026, the Australian Securities and Investments Commission (ASIC) issued ASIC Corporations (Managed Discretionary Account Services) Instrument 2026/720 which replaces ASIC Corporations (Managed Discretionary Account Services) Instrument 2016/968.…
Consumer Financial Services Law Monitor
Troutman Pepper Locke Weekly Consumer Financial Services Newsletter – October 6, 2026
To keep receiving your weekly insights, all you need to do is subscribe to our new Consumer Financial Services Weekly Newsletter — it's quick and easy. We'll see you there!…
Jus Corpus Law Journal Blogs
INTERNSHIP OPPORTUNITY AT DOLAT CAPITAL
By JusCorpus
ABOUT THE COMPANYDolat Capital Market Pvt. Ltd. is a multi-strategy trading firm dedicated to producing superior returns while adhering to mathematical and statistical techniques.The company actively trades across asset classes…
Global Regulation Tomorrow
Friendly Societies: Law Commission Final Report and Draft Bill
By David Bartlett, Patricia Orr
In September, the Law Commission (the Commission) presented its final report “Review of the Friendly Societies Acts 1974 and 1992” (the Report) and accompanying draft bill (the Bill) to parliament.…
Caddi Blog
OpenAI Dots for RIAs: what to check first
What OpenAI's dots does, where it helps an RIA, and the five questions to answer before it touches account opening, CRM updates, and service requests: repeatability, supervision, records, client data,…
Global Regulation Tomorrow
AFM consultation on model portfolios and execution only investment services
By Floortje Nagelkerke (NL), Julia van der Grint
On 30 September 2026, the Dutch Authority for Financial Markets (Autoriteit Financiële Markten, AFM) published a consultation on model portfolios for self-directed investing (execution only). The consultation addresses model portfolios…
Free Writings + Perspectives
BDC Facts & Stats 2026
By Brian Hirshberg, Anna T. Pinedo, Hema Gharia, Benjamin Paluk
Business development companies (“BDCs”) continue to be an important source of capital for private equity-owned, small- and middle-market companies and an attractive investment vehicle for investors seeking exposure to private…
Global Regulation Tomorrow
Commission targeted consultation on fair access to financial services for cancer survivors
By Simon Lovegrove (UK), Floortje Nagelkerke (NL)
On 29 September 2026, the European Commission (Commission) launched a targeted consultation on fair access to financial services for cancer survivors. Background Europe’s beating cancer plan was adopted on 3…
Bright Law Blog
Private credit best practice principles
In a recent speech ASIC Commissioner Simone Constant stated that ASIC is undertaking active surveillances across wholesale and retail funds to check whether all private credit participants are adopting its…