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Form PF

42 published works

  1. InsureReinsure

    SEC Issues Final Rules on Form PF Reporting Requirements of Investment Advisors

    By Troutman Pepper Locke

    On October 26, 2011, the United States Securities and Exchange Commission (“SEC”) adopted final rules implementing provisions of the Dodd-Frank Act requiring investment advisers that are registered with the SEC…

  2. Corporate & Financial Weekly Digest

    SEC Adopts Form PF

    By Joseph Iskowitz

    On October 26, the Securities and Exchange Commission adopted Form PF, which it jointly designed with the Commodity Futures Trading Commission to collect systemic risk data about hedge funds and…