Topic
Form PF
42 published works
Compliance Building
What Will Form PF Look Like Next Year?
As private fund compliance officers shake off the work of the most recent Form PF, I decided to finally take a look at what the Securities and Exchange Commission and…
Compliance Building
Another Extension for Changes to Form PF Compliance
By doug - admin
On September 17, the Securities and Exchange Commission and the Commodity Futures Trading Commission each voted to further extend the date for investment advisers to comply with amendments to Form…
The Securities Law Blog
SEC and CFTC Extend Form PF Compliance Date to Oct. 1, 2026
The Securities and Exchange Commission and U.S. Commodity Futures Trading Commission each voted to further extend the date for investment advisers to comply with amendments to Form PF, the confidential…
Compliance Building
Is Form PF on the Chopping Block?
Last week there was a last minute extension of the compliance date to changes to Form PF. That seemed relatively straightforward. The detailed data and parsing of the data and…
Compliance Building
SEC Report on Beneficial Ownership Concentration and Fund Outcomes for Hedge Funds
Ever wonder what the Securities and Exchange Commission does with Form PF data? The SEC’s Division of Economic and Risk Analysis just published a paper analyzing beneficial ownership concentration and…
Banking, Finance and Securities
MFA requests further extension on Form PF compliance deadline
The Managed Funds Association urged the SEC and the CFTC to further delay the compliance date on new requirements to private fund reporting, citing operational burdens and ongoing regulatory changes.…
Free Writings + Perspectives
SEC and CFTC Extend Compliance Deadline for Form PF Amendments
The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have extended the compliance deadline for the amendments to Form PF, moving it from March 12, 2025 to…
Compliance Building
Extension for Form PF Compliance
The Securities and Exchange Commission and the Commodity Futures Trading Commission extended the compliance date for the February 8, 2024 amendments to Form PF. The compliance date for these amendments…
The Securities Law Blog
Extension of Form PF Amendments Compliance Date
The Securities and Exchange Commission, together with the Commodity Futures Trading Commission (CFTC), extended the compliance date for the amendments to Form PF that were adopted on Feb. 8, 2024.…
The Capital Commitment
SEC Focus on Adviser-Led Secondaries Continues
By Margaret A. Dale, Michael R. Hackett, Stephen Hibbard, William Komaroff, Timothy W. Mungovan, Dorothy Murray, Joshua M. Newville, Todd J. Ohlms, Robert Pommer, Seetha Ramachandran, Robert Sutton, Jonathan M. Weiss, Julia Alonzo, William D. Dalsen, Julia M. Ansanelli, Isaiah D. Anderson, James Anderson, Adam L. Deming, Adam Farbiarz, Reut N. Samuels, Hena M. Vora
Adviser-led secondary transactions have seen explosive growth over the last five years. That growth has brought increased regulatory concerns over the conflicts of interests inherent in these transactions and a…