California District Court Upholds SEC’s Novel “Shadow Trading” Theory

January 20, 2022

Bloomberg Law: Growth of ESG-Related Investments & Regulatory Action

January 7, 2022

2021 SEC Enforcement Results – Takeaways for Fund Managers

November 23, 2021

Looking Ahead: Top Litigation and Regulatory Risks for Fund Managers Right Now (Webinar)

October 6, 2021

SEC Is Exploring Reforms Regarding Private Fund Disclosure Of Conflicts Of Interest And Fees and Expenses

September 20, 2021

SEC Brings First Enforcement Action Against Alternative Data Provider

September 16, 2021

U.S. Federal Regulators Turn Up the Heat on Cryptocurrency Trading Platforms

August 30, 2021

U.S. Federal Regulators Turn Up the Heat on Cryptocurrency Trading Platforms

August 27, 2021

U.S. Federal Regulators Turn Up the Heat on Cryptocurrency Trading Platforms

August 27, 2021

MNPI Update: SEC Pursues “Shadow Trading” Insider Trading Case

August 25, 2021