Misuse of Private Fund Assets Leads to SEC Enforcement and Industry Bar for Fund Manager

May 21, 2020

Who Foots the Bill? SEC Cracks Down on Operating Partner Reimbursement Disclosures

May 7, 2020

Fund Adviser Receives $1 Million Penalty For Alleged Performance Misstatements in Private Fund Marketing Material

April 28, 2020

SEC Targets Fund Auditor in Latest Battle Over Valuation Practices

April 9, 2020

Coronavirus Disruption: Regulatory and Litigation Risks for Private Fund Managers

April 6, 2020

When is a Cross Trade a Principal Trade? SEC Brings Enforcement Action Against a Fund Manager That Appears not to Have Understood

March 18, 2020

Vice Chancellor Veers Away from Delaware Section 220 Precedent

March 5, 2020

U.S. Supreme Court Denies Bid to Review Dismissal of Challenge to Pay-To-Play Rule

February 27, 2020

Top Ten Regulatory and Litigation Risks for Private Funds in 2020

February 18, 2020

House Passes Proposed Legislation Defining Insider Trading

December 12, 2019