Topic
Form PF
42 published works
The CLS Blue Sky Blog
SEC Adopts New Rule on Reporting by Private Fund Advisers
By Gary Gensler
Today [February 8], the Commission voted to adopt amendments to Form PF, an important reporting tool whereby the Commission and the Financial Stability Oversight Council (FSOC) receive reporting from private…
Cleary Enforcement Watch
SEC Risk Alert on Examinations: Who Gets Examined and Scope of Exams
By Robin M. Bergen, Amber V. Phillips, Lyric Gupta
On September 6th, the SEC Division of Examinations (the “Division”) published a risk alert with more detail on how it selects investment advisers for examinations and its process for determining…
Free Writings + Perspectives
Mayer Brown Microtalk: Form PF Amendments
In this MB Microtalk video, Mayer Brown’s Adam Kanter discusses the SEC’s amendments for Form PF, which affects large hedge fund advisors and private equity fund advisors. Visit our MB Microtalk…
Israel Global Gateway
Guest Blog: SEC significantly expands Form PF reporting requirements for private equity fund advisers and large hedge fund advisers
By Israel Group
Written by:Meghan Carey, Jessica McKinney, Rommy Hage The Securities and Exchange Commission (SEC) adopted amendments to Form Private Fund (Form PF), the confidential reporting form for certain SEC-registered investment advisers…
The Securities Law Blog
SEC Adopts Money Market Fund Reforms and Amendments to Form PF Reporting Requirements for Large Liquidity Fund Advisers
The Securities and Exchange Commission today adopted amendments to certain rules that govern money market funds under the Investment Company Act of 1940. The amendments will increase minimum liquidity requirements…
Cleary Enforcement Watch
The First Shoe Drops—SEC Adopts the Initial Amendments to Form PF
By Robin M. Bergen, Amber V. Phillips, Ben Rosenblum, Andrew Schaengold
On May 3, 2023, the U.S. Securities and Exchange Commission (“SEC”) adopted amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers (“RIAs”) to private funds. The…
The CLS Blue Sky Blog
SEC Commissioner Dissents from New Rule on Private Fund Data Collection
Thank you, Chair Gensler. This expansion of Form PF data collection is the latest reflection of the Commission’s unquestioning faith in the Benevolent Power of More, a faith that I…
The Securities Law Blog
SEC Adopts Amendments to Enhance Private Fund Reporting
The Securities and Exchange Commission today adopted amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds. The amendments are designed to enhance the…
Cleary Enforcement Watch
Form PF, Take Two: The SEC and CFTC Propose Further Amendments To Reporting Obligations For Private Equity and Hedge Funds
By Robin M. Bergen, Amber V. Phillips, Ben Rosenblum
On August 10, 2022, the U.S. Securities and Exchange Commission (“SEC”) and Commodity Futures Trading Commission (“CFTC”) jointly adopted proposed amendments to Form PF that would significantly expand reporting by…
Blockchain Legal Resource
SEC and CFTC Propose Digital Asset Reporting on Form PF
On August 10, 2022, 3-2 majorities of the SEC and CFTC voted to propose amendments to Form PF reporting for certain investment advisers to private investment funds. Among the many…