Topic
Form PF
42 published works
The CLS Blue Sky Blog
SEC Chair Gensler on Proposed Joint Amendments to Form PF
By Gary Gensler
Today [August 10], the Commission is considering whether to propose joint amendments with the Commodity Futures Trading Commission (CFTC) to Form PF, an important reporting tool that the Commission and…
Free Writings + Perspectives
SEC Proposes Amendments to Form PF and Enhanced Reporting for Private Fund Advisers
By Adam D. Kanter, Matthew Bodziak
On January 26, 2022, the US Securities and Exchange Commission (SEC) voted to propose amendments to Form PF in order to enhance the reporting requirements and obligations of certain registered…
Cleary Enforcement Watch
SEC Imposes Significant New Reporting on Advisers in Proposed Amendments to Form PF
By Robin M. Bergen, Amber V. Phillips, Veronica Joubert, Maurice R. Gindi, Lauren Heller
On January 26, 2022 the U.S. Securities and Exchange Commission (“SEC”) adopted proposed amendments to Form PF that would dramatically expand both the frequency and amount of reporting by private…
Compliance Building
Changes to Form PF
It’s been a decade since the SEC and FSOC pushed Form PF on to private funds. The SEC has decided it wants more data and has proposed an amendment to Form…
Corporate and Securities Law
SEC Proposes Amendments to Form PF
The Securities Law Blog
SEC Proposes Amendments to Enhance Private Fund Reporting
The Securities and Exchange Commission today voted to propose amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds. The proposed amendments are designed…
Compliance Building
Got Thoughts on Form PF or Private Fund Registration Requirements?
The Securities and Exchange Commission published a list of rules to be reviewed pursuant to the Regulatory Flexibility Act. The publication invites comments on whether the rules should be amended…
Compliance Building
More Filing Relief from the SEC
The SEC must have realized that its relief from Form ADV filing and Form PF filing deadlines was not providing much relief. The SEC issued a new order for the…
Compliance Building
Some Additional Relief From the SEC
The timing of the Coronavirus is coming at the time most private funds are working on audited financial statements. Form ADV and Form PF The first move was giving some…
Corporate & Financial Weekly Digest
SEC Charges 13 Private Fund Advisers for Repeated Form PF Filing Failures
By David Y. Dickstein, Elise W. Michael
On June 1, the Securities and Exchange Commission announced settlements with 13 registered investment advisers who repeatedly failed to annually file or update reports on Form PF. Form PF is…