Topic
Market Abuse
210 published works
Global Regulation Tomorrow
FCA Market Watch 86
On 14 October 2026, the Financial Conduct Authority (FCA) published Market Watch 86. In this Market Watch, the FCA shares its observations from recent supervisory visits to UK retail brokerage…
Global Regulation Tomorrow
FCA consults on preparing for a new transaction reporting regime
By Simon Lovegrove (UK), Charlotte Carnegie
On 2 October 2026, the Financial Conduct Authority (FCA) published a consultation paper on preparing for the new transaction reporting regime (CP26/34). Background UK Markets in Financial Instruments Regulation (UK…
Taft FinTech Insights Blog
Prediction Markets and Market Misconduct: Emerging Trends in CFTC and Event-Platform Enforcement
By Richard B. Levin, Peter Deegan, Michael Leo Pomeranz, Cristofer Kelman
Prediction markets are trading venues on which participants buy and sell event contracts whose value turns on the occurrence or nonoccurrence of specified future events, such as elections, economic outcomes,…
Global Regulation Tomorrow
FCA Primary Market Bulletin 65
By Simon Lovegrove (UK), Charlotte Carnegie, Katie Stephen (UK), Chris Pearson, Fiona Millington (UK)
On 28 August 2026, the Financial Conduct Authority (FCA) published Primary Market Bulletin 65 which focuses on strengthening the effectiveness, transparency and integrity of UK capital markets. Summary The FCA…
The CLS Blue Sky Blog
When Is Information Public Under the European Market Abuse Regulation?
By Renholding
The Court of Justice of the European Union (the “ECJ”) recently delivered an important judgment on the interpretation of inside information under Article 7(1)(a) of the Market Abuse Regulation (“MAR”):…
Global Financial Regulatory Blog
FCA Confirms Changes to UK MiFID Transaction Reporting Regime
The changes will reduce the scope and lessen the long-term compliance burden for firms, albeit with a short-term cost. By Becky Critchley, Nicola Higgs, Rob Moulton, and Charlotte Collins Key…
India Corporate Law
Securities Markets Code, 2025: Simplifying the fault line
By Bharat Vasani, Maharshi Shah
Summary: The Securities Markets Code Bill, 2025, introduced Clause 92 and Clause 93 as parallel provisions to govern fraudulent and unfair practices and market abuse, respectively. The Parliamentary Standing Committee,…
Global Regulation Tomorrow
Podcast | Global Regulation Tomorrow Plus – Crypto under the FCA – Market abuse
By Hannah Meakin (UK), Katie Stephen (UK), Joe Smallshaw
Our podcast mini-series on ‘Crypto under the FCA’ examines the FCA’s highly anticipated policy statements published on 30 June 2026, which collectively shape the new regulatory regime for cryptoassets in…
Global Regulation Tomorrow
Delegated Regulations on disclosures and trading under MAR published in OJ
By Simon Lovegrove (UK), Charlotte Carnegie
On 16 July 2026, the following Delegated Regulations supplementing the Market Abuse Regulation (MAR) in relation to disclosure of inside information and amending Delegated Regulation (EU) 2016/522 in respect of…
Global Regulation Tomorrow
Notice in a nutshell update: FCA fines former chief executive and issues Primary Market Bulletin 62
By Katie Stephen (UK), Joe Smallshaw, Catherine Pluck (UK)
At the start of this year, the Financial Conduct Authority (FCA) issued Final Notices against two former finance directors of Carillion plc (Carillion), Mr Adam and Mr Khan, in connection…