Topic
Market Regulation
139 published works
Global Regulation Tomorrow
Draft Delegated Regulation amending the RTS in Delegated Regulation 2017/584 as regards certain organisational requirements of trading venues and circuit breakers
By Simon Lovegrove (UK), Floortje Nagelkerke (NL)
On 1 October 2026, the European Commission adopted a draft Delegated Regulation amending the regulatory technical standards laid down in Delegated Regulation 2017/584 as regards certain organisational requirements of trading…
ContractsProf Blog
Book Launch Event: Market Regulation and Private Law
All of the information is here and below: You can find a book description on the Cambridge University Press website here.
Global Investment Watch
United States: Mid-Year Prediction Market Report: Uncertainty Prevails Amidst Extraordinary Federal Action
Thoreau A. Bartmann, Tamika P. Bent, Sanjeev Bhasker, Todd S. Fishman, Sarah V. Riddell, and Andrew M. Wright During the first part of 2026, the US Commodity Futures Trading Commission (CFTC or the Commission) has…
Across The Board
SEC Stays Nasdaq’s New $5 Million MVLS Listing Standard Pending Commission Review
By Ali Perry
On July 29, 2026, the Securities and Exchange Commission (“SEC”) announced that it stayed its July 22, 2026 order (Release No. 34-105971) approving The Nasdaq Stock Market LLC’s (“Nasdaq’s”) rule…
Government Enforcement, Compliance & Investigations Report
Bans, Fees, and Felonies: The Growing Patchwork of Prediction Market Regulation
By Jeff Le Riche, Kip Randall, Mitchell Perne
Prediction markets allow their participants to trade event contracts based on binary outcomes of future events, ranging from the outcome of an NFL playoff game to how many times the…
China Law Insight
2025年内幕交易行政处罚情况综述与分析
By King & Wood
作者：王琦 杨思源 董天元 2025年是“十四五”收官之年。回顾过去五年，我国证券监管紧扣“防风险、强监管、促高质量发展”工作主线，对各类证券期货违法行为监管力度持续加强，执法震慑水平不断提升。2025年全年，中国证券监督委员会查办证券期货违法案件701件，罚没款154.74亿元，监管执法质效增强。 阅读更多
EU Law Enforcement
[REPOST] Piecing Together Market Regulation and Private Law: The Reconciliation Puzzle
We live in an age of grand challenges, from climate change and the digitalisation of markets to rising inequality. Yet legal systems struggle to respond effectively, constrained by entrenched disciplinary…
The CLS Blue Sky Blog
SEC Chair Atkins Discusses What the Commission Has Done and What It Plans to Do
Over the past year, we have moved decisively on our agenda to return to first principles across every dimension of the SEC’s mandate—namely, to protect investors; maintain fair, orderly, and…
Global Regulation Tomorrow
Market Watch 85
By Simon Lovegrove (UK), Charlotte Carnegie
On 29 April 2026, the Financial Conduct Authority (FCA) published Market Watch 85. In this edition of Market Watch the FCA discusses how the Economic Crime and Corporate Transparency Act…
The CLS Blue Sky Blog
Fairness and the SEC’s Competing Regulatory Paradigms
In recent years, the SEC has faced scrutiny of its actions under the arbitrary-and-capricious standard of the Administrative Procedure Act (APA), which requires the Commission to adequately justify its rules.…