Topic
Mini-bonds
5 published works
UK Finance Disputes and Regulatory Investigations Blog
LCF mini-bond holders withdraw appeal against FSCS
By Chris Webber
The Financial Services Compensation Scheme (FSCS) confirmed on 23 August that London Capital and Finance (LCF) mini-bond holders have withdrawn their appeal against an important March 2021 High Court decision…
Global Regulation Tomorrow
FCA temporary intervention on the marketing of speculative mini-bonds to retail investors
The FCA has today announced the introduction of temporary product intervention measures for 12 months from 1 January 2020 to address risks of consumer harm from the promotion of speculative…
Global Regulation Tomorrow
Hope for investors in London Capital & Finance as FSCS continues to explore whether there are grounds for compensation
By David Harris (UK), Rachel McDonnell (UK)
London Capital & Finance (LC&F), which collapsed in January 2019, was authorised by the FCA in relation to its promotional activities. However, the actual sale of mini-bonds by LC&F was…
Global Regulation Tomorrow
The FCA has announced that there will be an independent investigation into the failure of London Capital & Finance
By David Harris (UK), Rachel McDonnell (UK)
On 1 April 2019, the FCA announced that there will be an independent investigation into the failure of London Capital & Finance (LC&F). The FCA stated that the investigation should…
Structured Finance In Brief
Mini-bonds – So good things come in small packages?
By Nathan Menon
This may be a slightly odd question with which to start a legal blog post, but do you like burritos, wine, or chocolate? Who doesn’t, right? If only there was…