Topic
Offering Fraud
74 published works
SEC Actions
Offering Fraud Targets Venezuela-American Community
Periodically the Commission initiates an investigation centered on a particular issue such as a new rule. For example, an investigation may focus on how a certain rule is applied in…
SEC Actions
Investors Lose Over $20 Million in Offering Fraud
Offering fraud actions continue to be perhaps the most prevalent type of action initiated by the Commission. These cases are repeatedly filed based on a variety of fraudulent schemes carefully…
The Securities Law Blog
SEC Charges Virginia Engineer with Orchestrating $30 Million Offering Fraud
The Securities and Exchange Commission today charged Babu Ramaraj, a resident of Aldie, Virginia, with defrauding more than 70 investors of approximately $31 million through his company, DAB Inspection and…
SEC Actions
Commission’s Latest Offering Fraud Action: Tied to Space
Offering fraud actions typically center on the proposed sale of securities tied to a fraud. The type of fraud varies from cases to case. Typically, however, there is an issuer…
SEC Actions
AI and DEI at Core of Commission’s Latest Offering Fraud
Offering fraud actions typically are one of the largest categories of cases filed by the Commission. The sales pitch used by those running the schemes are usually crafted to attract…
SEC Actions
Offering Frauds and Free Riding
Offering fraud actions seem to be everywhere. These schemes prey on people looking for good investments and frequently take advantage of the investor’s zeal to find a good, profitable investment…
SEC Actions
Flashy Salesman Raises Millions in Offering Fraud
Offering frauds are typically one of the largest types of cases filed by the Commission. These frauds come in all sizes, shapes and colors – there is virtually an infinite…
SEC Actions
SEC Files Offering Fraud Action Tied to Telecoms
Offering frauds are one of the most, if not the most, prevalent types of frauds the Commission deals with. The patterns and variations of these schemes are probably endless. Typically,…
SEC Actions
SEC Halts Offering Fraud Targeting American Indians
Offering frauds are perhaps the most common type of enforcement action. They come in all shapes and sizes, ranging from selling hard to get tickets to Broadway plays to little…
The Securities Law Blog
SEC Obtains Emergency Relief To Halt Nearly $130 Million Fraud Targeting Indian American Community
The Securities and Exchange Commission today announced that it obtained a temporary restraining order, asset freeze, and other emergency relief to halt an ongoing fraud targeting the Indian American community…